Barry W. Zelin
Professional summary
Barry William Zelin, who also goes by Barry Zelin, is a registered financial professional currently at AXIOM CAPITAL MANAGEMENT, INC. located in New York, New York.
Barry is registered as a RR (Registered Representative) and started their career in finance in 1971. Barry has worked at 12 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 1 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barry William Zelin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 1999 - Present
AXIOM CAPITAL MANAGEMENT, INC.
Office #1: 350 Fifth Avenue Suite 6740, New York, NY 10118October 11, 1994 - March 8, 1999
JWGENESIS SECURITIES, INC.
November 27, 1992 - October 5, 1994
THE STAMFORD COMPANY, INC.
November 28, 1989 - November 17, 1992
GRUNTAL & CO., L.L.C.
July 13, 1978 - February 17, 1979
BECKER PARIBAS INCORPORATED
February 22, 1978 - October 20, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
January 19, 1977 - July 13, 1978
BECKER SECURITIES INCORPORATED
February 20, 1975 - January 23, 1977
CIBC WORLD MARKETS CORP.
May 16, 1973 - March 7, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
November 30, 1971 - May 15, 1973
SCHEINMAN HOCHSTIN & TROTTA
November 1, 1971 - November 25, 1989
J.P. MORGAN SECURITIES LLC
September 23, 1971 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/1999)
(11/15/2024)
(3/25/1999)
(3/25/1999)
(3/29/1999)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 11/29/1971
Registered Representative ExaminationSeries 000
Date: 11/1/1971
General Securities Principal ExaminationFINRA
Nasdaq Stock Market
Current Firm
AXIOM CAPITAL MANAGEMENT, INC.
CRD#: 26580 / SEC#: , 8-42638
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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