Tabor A. Barrick
Professional summary
Tabor Alan Barrick was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tabor is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Tabor had worked at 4 firms, which includes FBL MARKETING SERVICES LLC, ALLSTATE FINANCIAL SERVICES LLC, STATE FARM VP MANAGEMENT CORP., WADDELL & REED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2016 - March 2, 2018
FBL MARKETING SERVICES, LLC
November 9, 2012 - December 31, 2015
ALLSTATE FINANCIAL SERVICES, LLC
February 13, 2008 - May 6, 2010
STATE FARM VP MANAGEMENT CORP.
December 20, 2006 - August 3, 2007
STATE FARM VP MANAGEMENT CORP.
April 5, 2004 - September 28, 2006
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FBL MARKETING SERVICES, LLC
CRD#: 5309 / SEC#: , 8-15855
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | |
| ALDRIDGE, ANTHONY JAMES | CHIEF ACCOUNTING OFFICER | 5999478 |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
| Regulatory Event | 1 |
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