Alfred J. Patchin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Joseph Patchin, who also goes by Joe Patchin, Joseph Patchin, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 2004. Alfred had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2014 - November 12, 2015
HARDIMAN INVESTMENT MANAGEMENT, INC.
November 29, 2010 - August 7, 2012
NYLIFE SECURITIES LLC
May 19, 2008 - January 2, 2009
CHASE INVESTMENT SERVICES CORP.
May 16, 2008 - January 2, 2009
CHASE INVESTMENT SERVICES CORP.
January 28, 2008 - May 20, 2008
STRATEGIC ADVISERS LLC
July 9, 2007 - May 20, 2008
FIDELITY BROKERAGE SERVICES LLC
May 2, 2005 - February 12, 2007
WADDELL & REED
May 2, 2005 - February 12, 2007
WADDELL & REED
July 12, 2004 - September 3, 2004
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARDIMAN INVESTMENT MANAGEMENT, INC.
CRD#: 169861 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
