Daniel V. Johnson

MARINER INSTITUTIONAL

Winter Park, FL 32789

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CRD#: 4761575

Professional summary

Daniel Vancleve Johnson, who also goes by Daniel Johnson, is a registered financial advisor currently at MARINER INSTITUTIONAL, LLC located in Winter Park, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniel has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Vancleve Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2008 - Present

MARINER INSTITUTIONAL, LLC

Office #1: 531 W Morse Blvd Suite 200, Winter Park, FL 32789

RIA

CRD#: 111964

Winter Park, FL

Past

January 19, 2006 - June 3, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

February 23, 2004 - June 3, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER INSTITUTIONAL, LLC

CRD#: 111964 / SEC#: 801-58253

RIA

Registered Investment Advisory firm - (1/10/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/4/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/2004

General Securities Representative Examination

Current Firm

MARINER INSTITUTIONAL, LLC

CRD#: 111964 / SEC#: 801-58253

RIA

Registered Investment Advisory firm - (1/10/2001 Approved)

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Contact information

Main Address

531 W Morse Blvd Suite 200, Winter Park, FL 32789

Mailing Address

Phone number

(844) 442-6326

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARINER INSTITUTIONAL FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 2,543,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel V. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Vancleve Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARINER INSTITUTIONAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MARINER INSTITUTIONAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2006

Series 7

Date: 2/20/2004

Current Firm

MARINER INSTITUTIONAL, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARINER INSTITUTIONAL, LLC

TRUST BUT VERIFY

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