Eric Hom
Professional summary
Eric Hom is a registered financial professional currently at REDI GLOBAL TECHNOLOGIES LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2004. Eric has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Hom's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2014 - Present
REDI GLOBAL TECHNOLOGIES LLC
Office #1: 28 Liberty Street 58th Floor, New York, NY, 10005June 25, 2004 - April 9, 2014
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
February 24, 2004 - June 25, 2004
FIRST OPTIONS OF CHICAGO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/21/2011
Limited Representative-Equity Trader ExamFINRA
Current Firm
REDI GLOBAL TECHNOLOGIES LLC
CRD#: 41924 / SEC#: , 8-49673
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REFINITIV US LLC | OWNER | |
| BALTOVSKI, ALEXANDER NMN | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 2350828 |
| CUTLER, SETH | DIRECTOR | 2594208 |
| IAMSCICOV WEIGL, KATARINA | CHIEF COMPLIANCE OFFICER AND SECRETARY | 7893210 |
| MALONEY, MICHAEL G | DIRECTOR, CEO, MANAGING PRINCIPAL | 5728423 |
| SIBLEY, JOHN HOLDEN | DIRECTOR | 5781488 |
Disclosures
| Regulatory Event | 7 |
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