Christine Nguyen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Nguyen, who also goes by Christine Thi Nguyen, Christine Nguyen, Christine Thi Vandrovec, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2004. Christine had worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2020 - April 1, 2025
WEALTHFORGE SECURITIES, LLC
December 3, 2013 - May 21, 2020
SELECT CAPITAL CORPORATION
February 22, 2013 - June 24, 2013
KBR CAPITAL MARKETS, LLC
January 18, 2012 - February 21, 2013
LPL FINANCIAL LLC
January 18, 2012 - February 21, 2013
LPL FINANCIAL LLC
May 28, 2010 - January 23, 2012
FIRST ALLIED SECURITIES, INC.
November 18, 2008 - January 23, 2012
FIRST ALLIED SECURITIES, INC.
April 21, 2005 - December 18, 2007
LPL FINANCIAL LLC
April 20, 2004 - March 15, 2005
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 3/19/2024
Municipal Securities Representative ExaminationSeries 57TO
Date: 3/19/2024
Securities Trader ExamSeries 55
Date: 8/17/2005
Limited Representative-Equity Trader ExamCurrent Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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