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BH

Brian P. Hettinger

HARRIS | OAKMARK
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4761079
BH

Professional summary

Brian Peter Hettinger, who also goes by Brian Hettinger, is a registered financial advisor currently at HARRIS | OAKMARK located in Chicago, Illinois.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brian has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian Hettinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Peter Hettinger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 26, 2025 - Present

HARRIS | OAKMARK

Office #1: 111 S. Wacker Drive Suite 4600, Chicago, IL 60606
RIA
CRD#: 106960
Chicago, IL
Past

March 10, 2004 - January 27, 2005

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H|
HARRIS | OAKMARK
HARRIS ASSOCIATES LP | HARRIS | OAKMARK

CRD#: 106960 / SEC#: 801-50333

RIA
Registered Investment Advisory firm - (9/29/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(9/26/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/14/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/28/2000
General Securities Representative Examination

Current Firm

H|
HARRIS | OAKMARK
HARRIS ASSOCIATES LP | HARRIS | OAKMARK

CRD#: 106960 / SEC#: 801-50333

RIA
Registered Investment Advisory firm - (9/29/1995 Approved)
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Contact information

Main Address
111 S. Wacker Drive Suite 4600, Chicago, IL 60606
Mailing Address
Phone number
(312) 646-3600
Established
Firm type
Fiscal year end
# of Employees
217

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV BROCHURE 2025 (7/14/2025)

Regulatory assets under management

Total Number of Accounts2,354
AUM (Assets Under Management)$ 93,783,781,680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARRIS | OAKMARK

CRD#: 106960Chicago, IL 60606

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