Louis B. Carpenter

AZZENDO WEALTH ADVISORS

Coral Gables, FL 33134

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CRD#: 4760892

Professional summary

Louis Benjamin Carpenter III, CFP®, who also goes by Jb Carpenter, Lb Carpenter, is a registered financial advisor currently at AZZENDO WEALTH ADVISORS located in Coral Gables, Florida.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Louis has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jb Carpenter | Lb Carpenter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)LB CARPENTER CPA, PA. 420 S. DIXIE HWY, #2B, CORAL GABLES, FL 33146, OWN BUSINESS 160 PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Benjamin Carpenter III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

June 21, 2011 - Present

AZZENDO WEALTH ADVISORS

Office #1: 901 Ponce De Leon Blvd. Suite 501, Coral Gables, FL 33134

RIA

CRD#: 145919

Coral Gables, FL

Past

June 2, 2006 - December 31, 2010

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

BRIDGEWATER, NJ

Past

October 22, 2004 - October 2, 2006

THE INVESTMENT CENTER, INC.

RIA

CRD#: 17839

DANIA BEACH, FL

Past

May 3, 2004 - December 31, 2010

THE INVESTMENT CENTER, INC.

CRD#: 17839

DANIA BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AZZENDO WEALTH ADVISORS

AZZENDO WEALTH ADVISORS | CATHY PARETO AND ASSOCIATES, INC. | CATHY PARETO AND ASSOCIATES

CRD#: 145919 / SEC#: 801-110395

RIA

Registered Investment Advisory firm - (4/13/2017 Approved)

Florida

Registered Investment Advisory firm - (4/14/2017 Terminated)

Texas

Registered Investment Advisory firm - (4/14/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/21/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/20/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/30/2004

General Securities Representative Examination

Current Firm

AZZENDO WEALTH ADVISORS

AZZENDO WEALTH ADVISORS | CATHY PARETO AND ASSOCIATES, INC. | CATHY PARETO AND ASSOCIATES

CRD#: 145919 / SEC#: 801-110395

RIA

Registered Investment Advisory firm - (4/13/2017 Approved)

Florida

Registered Investment Advisory firm - (4/14/2017 Terminated)

Texas

Registered Investment Advisory firm - (4/14/2017 Terminated)

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Contact information

Main Address

901 Ponce De Leon Blvd. Suite 501, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 648-9814

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CATHY PARETO & ASSOCIATES, INC. ADV PART 2A BROCUHRE (2/11/2025)

Regulatory assets under management

Total Number of Accounts	587
AUM (Assets Under Management)	$ 268,013,075

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Louis B. Carpenter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Benjamin Carpenter III's CRS (Customer Relationship Summary).

Certified licenses

Experience

AZZENDO WEALTH ADVISORS

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

THE INVESTMENT CENTER, INC.

Primary Firm SEC Registration

AZZENDO WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/2004

Series 7

Date: 4/30/2004

Current Firm

AZZENDO WEALTH ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AZZENDO WEALTH ADVISORS

TRUST BUT VERIFY

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