Louis Benjamin Carpenter Iii
CFP®Professional Summary
Louis Benjamin Carpenter III, CFP®, who also goes by Jb Carpenter, Lb Carpenter, is a registered financial advisor currently at AZZENDO WEALTH ADVISORS located in Coral Gables, Florida. Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Louis has worked at 3 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jb Carpenter, Lb Carpenter
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
AZZENDO WEALTH ADVISORS | CATHY PARETO AND ASSOCIATES, INC. | CATHY PARETO AND ASSOCIATES
Contact Information
Main Address
901 Ponce De Leon Blvd. Suite 501, Coral Gables, FL 33134Phone Number
(305) 648-9814# of Employees
7SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
642AUM (Assets Under Management)
$300,132,683Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AZZENDO WEALTH ADVISORS | CATHY PARETO AND ASSOCIATES, INC. | CATHY PARETO AND ASSOCIATES
State Registrations and Notice Filings
(6/21/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Louis Benjamin Carpenter III's CRS (Customer Relationship Summary).
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