Dianne Marie Webb
CFP®Professional Summary
Dianne Marie Webb, CFP®, who also goes by Dianne Marie Smith, Diane M Webb, Dianne M Webb, was a registered financial advisor. Dianne was a previously registered financial professional and started their career in finance 2005 - 2025. Dianne had worked at 5 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dianne Marie Smith, Diane M Webb, Dianne M Webb
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
23 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
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Contact Information
Main Address
275 Wyman Street, Ste. 400 Suite 400, Waltham, MA 02451-1200Mailing Address
275 Wyman Street, Ste. 400, Waltham, MA 02451Phone Number
(781) 736-0700Established
Massachusetts since 08/01/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
4,200SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1979 HOLDING COMPANY, LLC | MANAGING MEMBER | — |
| BLOOM, WAYNE MICHAEL | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | 2014352 |
| BOHS, JONATHAN CHRISTIAAN | MANAGING PRINCIPAL, OPERATIONS | 2308915 |
| CLEASBY, JONATHAN C. | CHIEF FINANCIAL OFFICER | 5777356 |
| HO, PEGGY LYNN | GENERAL COUNSEL, SENIOR VICE PRESIDENT | 5401546 |
| HORAN-ADAMS, KIRBY LEPAK | MANAGER | 5097259 |
| KLOMAN, CHRISTOPHER ANTHONY TRAPNELL | CHIEF OPERATIONS OFFICER, PRESIDENT | 4896179 |
| MOLINARI, ROBERT ERIC | RIA CHIEF COMPLIANCE OFFICER | 2788698 |
| MORRISON, STEVEN PHILIP | MANAGER | 4529345 |
| PRICE, BRIAN THOMAS | MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER | 4019817 |
| SUGDEN, MATTHEW JOHN | BD CHIEF COMPLIANCE OFFICER | 4804647 |
Regulatory Assets Under Management
Total Number of Accounts
615,215AUM (Assets Under Management)
$212,660,045,528Disclosures
Regulatory Event
26Arbitration
17Bond
1Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2026 | Cover Page | Report |
| 11/25/2025 | Cover Page | Report |
| 03/29/2025 | Cover Page | Report |
| 10/28/2024 | Cover Page | Report |
| 12/21/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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