Andrew F. Kotyuk

ALPHA WEALTH MANAGEMENT

Hemet, CA 92543

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CRD#: 4760776

Professional summary

Andrew Francis Kotyuk, CIMA®, who also goes by Frank Kotyuk, is a registered financial advisor currently at ALPHA WEALTH MANAGEMENT, LLC located in Hemet, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrew has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank Kotyuk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Francis Kotyuk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 22, 2011 - Present

ALPHA WEALTH MANAGEMENT, LLC

Office #1: 220 N San Jacinto Ave, Hemet, CA 92543

RIA

CRD#: 158608

Hemet, CA

Past

October 26, 2007 - August 19, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

INDIAN WELLS, CA

Past

October 26, 2007 - August 19, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

INDIAN WELLS, CA

Past

May 28, 2004 - November 2, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

HEMET, CA

Past

April 9, 2004 - November 2, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

HEMET, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/22/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/8/2004

General Securities Representative Examination

Current Firm

ALPHA WEALTH MANAGEMENT, LLC

CRD#: 158608 / SEC#: 801-72596

RIA

Registered Investment Advisory firm - (6/22/2012 Terminated)

California

Registered Investment Advisory firm - (6/19/2012 Approved)

Texas

Registered Investment Advisory firm - (4/10/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

220 N San Jacinto Ave, Hemet, CA 92543

Mailing Address

Phone number

(951) 765-1200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	267
AUM (Assets Under Management)	$ 64,133,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew F. Kotyuk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Francis Kotyuk's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA WEALTH MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2004

Series 7

Date: 4/8/2004

Current Firm

ALPHA WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALPHA WEALTH MANAGEMENT, LLC

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