Jon M. Brethauer
PROVISE MANAGEMENT GROUP
Clearwater, FL 33756
Some features on this profile are disabled
CRD#: 4760552
Professional summary
Jon Michael Brethauer, AIF®, CFP® is a registered financial advisor currently at PROVISE MANAGEMENT GROUP, LLC located in Clearwater, Florida and KESTRA INVESTMENT SERVICES, LLC located in Tampa, Florida.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jon has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: ProVise Management Group, LLC - Investment Related: Yes - Address: 611 Druid Road Suite 105 Clearwater FL 33756 - Nature: Registered Rep activities through Kestra Investment Services, LLC using a DBA name; Insurance - Position: Partner - Title: President - Start Date: 1/14/2008 - Hrs/Mth: 91% - 100% - Hrs/Mth during trading: 91% - 100% - Duties: Administrative duties related to investment advisory services, financial planning and wealth management areas. Name: ProVise Management Company Inc. - Investment Related: No - Address: 611 Druid Road East, Suite 105 Clearwater FL 33756 - Nature: Management Company - Position: Partner - Title: President - Start Date: 1/4/2016 - Hrs/Mth: 11% - 20% - Hrs/Mth during trading: 11% - 20% - Duties: Management of ProVise Management Group, LLC Name: BayCare Alliant Hospital - Investment Related: No - Address: 601 Main Street Dunedin FL 34698 - Nature: Community Hospital - Position: BOD - Title: Member - Start Date: 9/23/2020 - Hrs/Mth: 0% - 10% - Hrs/Mth during trading: 0% - 10% - Duties: Assist in strategic, high level planning for the hospital and utilization of their resources. Name: Morton Plant Mease Hospital - Investment Related: No - Address: 300 Pinellas Street, Clearwater FL 33756 - Nature: Community Hospital - Position: BOD - Title: Member - Start Date 1/25/2025 - Hrs/Mth: 5 - Hrs/Mth during trading: 1 - Duties: Oversee the hospital's activities and review clinical excellence, financial metrics and leadership.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Michael Brethauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
February 5, 2008 - Present
PROVISE MANAGEMENT GROUP, LLC
Office #1: 611 Druid Rd E. Ste 105, Clearwater, FL 33756RIA
CRD#: 105375
Clearwater, FL
Current
January 25, 2008 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4350 West Cypress Street Suite 225, Tampa, FL 33607Office #2: 611 Druid Road E Suite 105, Clearwater, FL 33756BD
CRD#: 42046
Tampa, FL
Past
June 24, 2016 - December 8, 2021
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
CLEARWATER, FL
Past
February 1, 2008 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
CLEARWATER, FL
Past
July 26, 2006 - January 2, 2008
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BROOKSVILLE, FL
Past
June 25, 2004 - January 2, 2008
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
BROOKSVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PROVISE MANAGEMENT GROUP, LLC
PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375 / SEC#: 801-32172
RIA
Registered Investment Advisory firm - (6/2/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/14/2019)
RR
Arizona(9/20/2019)
RR
Arkansas(7/10/2019)
RR
California(7/11/2019)
RR
Colorado(7/16/2019)
RR
Connecticut(12/4/2018)
RR
Delaware(6/14/2019)
RR
District of Columbia(9/20/2019)
RR
Florida(1/25/2008)
IAR
Florida(2/5/2008)
RR
Georgia(1/25/2008)
RR
Illinois(10/24/2018)
RR
Indiana(9/20/2019)
RR
Iowa(9/20/2019)
RR
Kansas(7/10/2019)
RR
Kentucky(9/20/2019)
RR
Louisiana(9/20/2019)
RR
Maine(9/20/2019)
RR
Maryland(12/4/2018)
RR
Massachusetts(7/10/2019)
RR
Michigan(6/14/2019)
RR
Minnesota(7/10/2019)
RR
Mississippi(9/20/2019)
RR
Missouri(9/20/2019)
RR
Nebraska(7/10/2019)
RR
Nevada(9/20/2019)
RR
New Hampshire(7/10/2019)
RR
New Jersey(9/20/2019)
RR
New Mexico(9/20/2019)
RR
New York(10/24/2018)
RR
North Carolina(11/23/2009)
RR
Ohio(7/10/2019)
RR
Oklahoma(9/20/2019)
RR
Pennsylvania(7/10/2019)
RR
South Carolina(6/14/2019)
RR
Tennessee(5/20/2019)
RR
Texas(6/14/2019)
IAR
Texas(8/11/2023)
RR
Virginia(7/10/2019)
RR
Washington(9/20/2019)
RR
West Virginia(9/20/2019)
RR
Wisconsin(7/19/2019)
RR
Wyoming(9/20/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PM
PROVISE MANAGEMENT GROUP, LLC
PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375 / SEC#: 801-32172
RIA
Registered Investment Advisory firm - (6/2/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
611 Druid Rd E. Ste 105, Clearwater, FL 33756
Mailing Address
Phone number
(727) 441-9022
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,439 |
| AUM (Assets Under Management) | $ 1,804,308,550 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2025 | ||
| 01/16/2025 | ||
| 11/01/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375Clearwater, FL 33756TRUST BUT VERIFY
Monitor Jon Brethauer
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
