Morgan R. Tarr

DELEGATE ADVISORS

CHAPEL HILL, NC 27517

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CRD#: 4760457

Professional summary

Morgan Rissel Tarr, who also goes by Maria Morgan Rissel, Morgan Rissel, is a registered financial advisor currently at DELEGATE ADVISORS, LLC located in Chapel Hill, North Carolina.

Morgan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Morgan has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maria Morgan Rissel | Morgan Rissel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Rissel Tarr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2013 - Present

DELEGATE ADVISORS, LLC

Office #1: 1335 Environ Way, Chapel Hill, NC 27517

RIA

CRD#: 159953

CHAPEL HILL, NC

Past

August 17, 2010 - November 7, 2011

CRD#: 116284

SAN FRANCISCO, CA

Past

July 19, 2004 - May 9, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

April 19, 2004 - May 9, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELEGATE ADVISORS, LLC

DELEGATE ADVISORS, LLC | FTA PARTNERS, LLC | FLEXIBLE CREDIT FUND GP (RELYING ADVISER)

CRD#: 159953 / SEC#: 801-72996

RIA

Registered Investment Advisory firm - (1/12/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/8/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/2004

General Securities Representative Examination

Current Firm

DELEGATE ADVISORS, LLC

DELEGATE ADVISORS, LLC | FTA PARTNERS, LLC | FLEXIBLE CREDIT FUND GP (RELYING ADVISER)

CRD#: 159953 / SEC#: 801-72996

RIA

Registered Investment Advisory firm - (1/12/2012 Approved)

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Contact information

Main Address

101 Glen Lennox Drive Suite 150, Chapel Hill, NC 27517-8834

Mailing Address

Phone number

(919) 932-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,277
AUM (Assets Under Management)	$ 1,462,660,920

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
01/08/2024	Cover Page	Report
02/13/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Morgan R. Tarr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Rissel Tarr's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERNET SECURITIES

INTERNET SECURITIES

FORT POINT CAPITAL PARTNERS LLC

PRESIDIO CAPITAL ADVISORS LLC

PRESIDIO CAPITAL ADVISORS, LLC

PRESIDIO CAPITAL ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DELEGATE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2004

Series 7

Date: 4/16/2004

Current Firm

DELEGATE ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DELEGATE ADVISORS, LLC

TRUST BUT VERIFY

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