Charles R. Brown
Professional summary
Charles Ridgely Pue Brown III, who also goes by Charles R.p. Brown III, is a registered financial advisor currently at CB3 FINANCIAL GROUP, INC. located in Glen Ellyn, Illinois.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Charles has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6, Series 30, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Ridgely Pue Brown III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2011 - Present
CB3 FINANCIAL GROUP, INC.
December 1, 2023 - April 18, 2024
HIGHPOINT PLANNING PARTNERS
December 10, 2021 - November 30, 2023
HIGHPOINT PLANNING PARTNERS
December 23, 2013 - December 31, 2021
HIGHPOINT PLANNING PARTNERS
September 12, 2005 - December 23, 2013
WORLD EQUITY GROUP, INC.
February 1, 2005 - December 23, 2013
WORLD EQUITY GROUP, INC.
February 17, 2004 - February 4, 2005
OAK GROVE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2018)
Exams
Current Firm
CB3 FINANCIAL GROUP, INC.
CRD#: 159156 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 29,500,000 |
Red Flags
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