Kimberly I. Mcenaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Irene Mcenaney, who also goes by Kimberly Irene Moulton, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2004. Kimberly had worked at 7 firms and has passed the Series 66, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2014 - August 6, 2014
CJK SECURITIES, INC.
April 15, 2009 - June 28, 2012
OXFORD CREEK CAPITAL MANAGEMENT, LLC
March 6, 2009 - December 31, 2016
OAK GROVE INVESTMENT SERVICES, INC.
September 12, 2008 - October 1, 2020
JORDAN, KNAUFF & COMPANY
March 31, 2008 - May 13, 2008
MOLONEY SECURITIES CO., INC.
March 31, 2008 - May 13, 2008
MOLONEY SECURITIES CO., INC.
January 9, 2006 - January 16, 2008
CBOE TRADING, INC.
June 22, 2004 - January 3, 2006
FIRST MIDAMERICA INVESTMENT CORPORATION
March 18, 2004 - January 3, 2006
FIRST MIDAMERICA INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/5/2023
General Securities Representative ExaminationSeries 79TO
Date: 10/5/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 10/5/2023
Operations Professional ExaminationCurrent Firm
CJK SECURITIES, INC.
CRD#: 132759 / SEC#: , 8-66632
Contact information
Documents
Red Flags
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