Dana J. Vesey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Jeanne Vesey, who also goes by Dana Jeanne Parrish, was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 2004. Dana had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2016 - December 31, 2020
VICTORY WEALTH PARTNERS
March 27, 2012 - November 3, 2014
FSC SECURITIES CORPORATION
January 12, 2009 - October 20, 2011
QUESTAR CAPITAL CORPORATION
January 10, 2007 - December 31, 2008
MML INVESTORS SERVICES, LLC
February 23, 2004 - July 7, 2004
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
VICTORY WEALTH PARTNERS
CRD#: 107203 / SEC#: 801-36836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY WEALTH PARTNERS
CRD#: 107203 / SEC#: 801-36836
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 468 |
| AUM (Assets Under Management) | $ 102,572,219 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
