Robert J. Raymond

RR ADVISORS

Dallas, TX 75219

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CRD#: 4760177

Professional summary

Robert Joseph Raymond, who also goes by Rob Raymond, is a registered financial advisor currently at RR ADVISORS, LLC located in Dallas, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Robert has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Raymond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. RAYMOND IS A MEMBER OF THE BOARD OF MANAGERS OF PENNANT OIL AND GAS LLC ("PENNANT") AND MWM ENERGY, LLC ("MWM") BOTH ARE INVESTMENT RELATED ENTITIES THAT MAKE ENERGY-RELATED INVESTMENTS. MR. RAYMOND BECAME A MEMBER OF THE BOARD OF MANAGERS OF PENNANT AND MWM ON JUNE 1, 2010 AND MARCH 3, 2008, RESPECTIVELY. MR. RAYMOND'S SERVICE AS A MANAGER IS A RESULT OF INVESTMENTS BY RR ADVISORS, LLC; CONSISTS SOLELY OF BOARD GOVERNANCE OF THE LIMITED LIABILITY COMPANIES; AND DOES NOT INVOLVE EXECUTIVE OR MANAGERIAL DUTIES WITH RESPECT TO THOSE ENTITIES. THE HOURS DEVOTED TO THESE ENTITIES IS LIMITED AND TAKE PLACE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Raymond's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2004 - Present

RR ADVISORS, LLC

Office #1: 3953 Maple Avenue Suite 180, Dallas, TX 75219

RIA

CRD#: 130609

Dallas, TX

Past

September 9, 2005 - May 13, 2009

RCH ENERGY MLP FUND GP, L.P.

RIA

CRD#: 133479

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RR ADVISORS, LLC

RCH ENERGY | RS2 VENTURES | RR ADVISORS, LLC

CRD#: 130609 / SEC#: 801-73811

RIA

Registered Investment Advisory firm - (3/30/2012 Approved)

Texas

Registered Investment Advisory firm - (5/11/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/9/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/3/2004

Uniform Investment Adviser Law Examination

Current Firm

RR ADVISORS, LLC

RCH ENERGY | RS2 VENTURES | RR ADVISORS, LLC

CRD#: 130609 / SEC#: 801-73811

RIA

Registered Investment Advisory firm - (3/30/2012 Approved)

Texas

Registered Investment Advisory firm - (5/11/2012 Terminated)

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Contact information

Main Address

3953 Maple Avenue Suite 180, Dallas, TX 75219

Mailing Address

Phone number

(214) 871-8680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

RCH ENERGY FIRM BROCHURE MARCH 2024 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 539,376,322

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Raymond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Raymond's CRS (Customer Relationship Summary).

Certified licenses

Experience

RR ADVISORS, LLC

RCH ENERGY MLP FUND GP, L.P.

Primary Firm SEC Registration

RR ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/3/2004

Current Firm

RR ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RR ADVISORS, LLC

TRUST BUT VERIFY

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