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JZ

John Anthony Zdanecis

CRD# 476012·Registered 1968 - 1991
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Anthony Zdanecis was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1968 - 1991. John had worked at 14 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

ENSEMBLE FINANCIAL SERVICES, INC.·CRD# 17443
BD
April 30, 1990 - May 13, 1991
COMMUNITY SECURITIES, INC.·CRD# 10431
BD
October 1, 1986 - October 31, 1988
BRIGHTON SECURITIES CORP.·CRD# 3875
BD
July 31, 1984 - September 26, 1986
MOSELEY SECURITIES CORPORATION·CRD# 7908
BD
August 24, 1982 - March 28, 1983
MARKS, ALLEN & CO.·CRD# 7211
BD
April 16, 1979 - July 21, 1982
NORTHFIELD INVESTMENTS INC.·CRD# 7621
BD
January 25, 1979 - November 30, 1979
HAMILTON/COOKE & CO., INC.·CRD# 7209
BD
January 25, 1979 - January 28, 1980
F. L. PUTNAM & COMPANY, INC.·CRD# 6305
BD
August 16, 1977 - February 20, 1979
MUTUAL FUNDS ASSOCIATES INC.·CRD# 2856
BD
April 25, 1977 - August 14, 1977
FIRST JERSEY SECURITY INC·CRD# 1000005
BD
August 31, 1976 - October 20, 1976
QUINBY & CO., INCORPORATED·CRD# 3112
BD
April 18, 1975 - August 9, 1975
REYNOLDS SECURITIES, INC.·CRD# 712
BD
June 14, 1973 - August 2, 1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
July 1, 1971 - March 7, 1973
GEORGE D. B. BONBRIGHT & CO.·CRD# 349
BD
February 6, 1968 - January 21, 1971

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Current Firm

EF
ENSEMBLE FINANCIAL SERVICES, INC.

AM&M INVESTMENT BROKERS, INC. | ENSEMBLE FINANCIAL SERVICES, INC.

CRD#: 17443 / SEC#: 8-35776
BD
Terminated by SEC on 06/05/2015

Contact Information

Established

New York since 03/31/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TFA MANAGEMENT INC., A SUBSIDIARY OF TOMPKINS FINANCIAL CORPORATIONPARENT COMPANY—
CIANTRO, PHILIP GERARDFINANCIAL OPERATIONS PRINCIPAL2350685
WARNER, CHRISTINE ANNECHIEF COMPLIANCE OFFICER / MANAGING PRINCIPAL4001584

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Feb 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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