Wayne F. Zawila
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Francis Zawila was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1974. Wayne had worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 1991 - August 5, 2024
CHAUNER SECURITIES, INC.
June 9, 1988 - August 22, 1989
LIT AMERICA, INC.
February 25, 1985 - June 9, 1988
RIALCOR/SHATKIN SECURITIES CORP.
May 27, 1982 - January 9, 1984
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
June 25, 1980 - December 19, 1984
MORGAN STANLEY DW INC.
December 11, 1979 - February 21, 1980
A. G. EDWARDS & SONS, INC.
February 26, 1979 - December 30, 1979
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
March 2, 1978 - January 13, 1979
E. F. HUTTON & COMPANY INC
August 26, 1974 - March 18, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/21/1974
Registered Representative ExaminationCurrent Firm
CHAUNER SECURITIES, INC.
CRD#: 10075 / SEC#: , 8-33980
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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