Michael W. Zemsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Zemsky, who also goes by Michael Zem, Michael Zemsky, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 6 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2013 - January 9, 2014
ROCKWELL GLOBAL CAPITAL LLC
September 24, 2010 - January 7, 2011
ROCKWELL GLOBAL CAPITAL LLC
June 1, 2009 - June 24, 2009
SPARTAN CAPITAL SECURITIES, LLC
July 10, 2008 - April 20, 2009
VANGUARD CAPITAL
March 5, 2007 - March 30, 2007
DAVID LERNER ASSOCIATES, INC.
July 8, 2005 - February 8, 2006
SPEEDTRADER, INC
February 16, 2004 - June 30, 2005
BENSON YORK GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 2/13/2004
Corporate Securities Limited Representative ExaminationCurrent Firm
ROCKWELL GLOBAL CAPITAL LLC
CRD#: 142485 / SEC#: , 8-67467
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 7 |
Red Flags
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