PH
Patrick M. Howell
SPC
East Burke, VT
Some features on this profile are disabled
CRD#: 4759452
PH
Professional summary
Patrick M Howell, who also goes by Patrick M Howell, Patrick Matthew Howell, Patrick Howell, is a registered financial advisor currently at SPC located in East Burke, Vermont and PARKLAND SECURITIES, LLC located in East Burke, Vermont.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Patrick has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick M Howell | Patrick Matthew Howell | Patrick Howell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Appointed with carriers for the purpose of brokering non-registered insurance products (life and health insurance sales), East Burke, VT. Start date: 7/8/25, approx. 5 hrs/mo. INV REL: Y 2. Dynamic Cycling Adventures, LLC; Cycling, guiding and coaching - mountain bike clinics and camps; 263 Apple Tree Lane, East Burke, Vermont; Start Date 11/2021; Role/Title: Co-Owner with spouse; 19 hrs/mo; 0 hours per month during securities trading hours; and will coach/guide on the weekends. INV REL: N 3. Dynamic Professional Services, LLC; 263 Apple Tree Lane, East Burke, VT. Property management business managed by spouse. Start date: 3/24/23, less than 1 hr/mo. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view Patrick M Howell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2025 - Present
SPC
RIA
CRD#: 110692
East Burke, VT
Current
May 27, 2025 - Present
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
East Burke, VT
Past
March 20, 2020 - October 31, 2024
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
EAST BURKE, VT
Past
March 9, 2020 - October 31, 2024
NYLIFE SECURITIES LLC
BD
CRD#: 5167
EAST BURKE, VT
Past
March 27, 2019 - February 6, 2020
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
FARMINGTON, CT
Past
March 27, 2019 - February 6, 2020
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
FARMINGTON, CT
Past
June 1, 2017 - March 15, 2019
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
HOLYOKE, MA
Past
May 18, 2017 - March 15, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HOLYOKE, MA
Past
April 23, 2014 - August 4, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TROY, MI
Past
April 11, 2014 - August 4, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TROY, MI
Past
June 12, 2009 - April 17, 2014
OSAIC WEALTH, INC.
BD
CRD#: 23131
BIRMINGHAM, MI
Past
January 6, 2009 - June 12, 2009
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
BIRMINGHAM, MI
Past
September 8, 2006 - January 6, 2009
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
NOVI, MI
Past
March 19, 2004 - September 15, 2006
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
BINGHAM FARMS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(5/27/2025)
RR
Florida(5/27/2025)
RR
Massachusetts(5/27/2025)
RR
Michigan(5/27/2025)
RR
New Hampshire(5/27/2025)
RR
North Carolina(6/17/2025)
RR
Ohio(6/3/2025)
RR
South Carolina(5/27/2025)
IAR
Vermont(5/22/2025)
RR
Vermont(5/27/2025)
RR
Virginia(5/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
