Stanley M. Zaslow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Moe Zaslow was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1969. Stanley had worked at 11 firms and has passed the Series 63, Series 7, Series 1, Series 000 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1992 - December 10, 1992
S. D. COHN & CO., INC.
July 29, 1991 - August 17, 1992
DICKINSON & CO.
February 14, 1990 - October 26, 1990
GKN SECURITIES CORP.
September 22, 1987 - May 31, 1989
GLOBAL CAPITAL SECURITIES, INC.
February 5, 1986 - August 3, 1987
MARKETFIELD SECURITIES LIMITED
January 25, 1984 - November 5, 1985
STARR SECURITIES, INC.
September 17, 1983 - December 13, 1983
HICKEY, KOBER, INCORPORATED
October 16, 1981 - March 9, 1983
STUART, COLEMAN & CO., INC.
February 3, 1981 - October 3, 1981
KUHNS BROTHERS & LAIDLAW, INC.
December 2, 1969 - July 13, 1973
FLAKS, ZASLOW & CO., INC.
August 21, 1969 - October 20, 1971
PROVIDENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/4/1955
Registered Representative ExaminationSeries 000
Date: 7/25/1955
General Securities Principal ExaminationSeries 00
Date: 4/18/1969
General Securities Principal ExaminationCurrent Firm
S. D. COHN & CO., INC.
CRD#: 27827 / SEC#: , 8-43221
Contact information
Documents
Red Flags
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