WB
William R. Bowman
NAVY FEDERAL INVESTMENT SERVICES
Pace, FL
Some features on this profile are disabled
CRD#: 4759243
WB
Professional summary
William Richard Bowman JR, who also goes by Rick Bowman, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Pace, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. William has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Bowman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Real Estate personal Rental Property- Owner,Started 11/2019- Property management company Approves lease contracts, repairs & maintenance. Receives compensation monthly. Devotes no time during trade/non trade hours.
CRS (Client Relationship Summary) - RIA
Click below to view William Richard Bowman JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Richard Bowman JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
RIA
BD
CRD#: 138459
Pace, FL
Current
August 30, 2010 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5550 Heritage Oaks Drive, Pensacola, FL 32526RIA
BD
CRD#: 138459
Pensacola, FL
Past
March 28, 2011 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
PENSACOLA, FL
Past
March 26, 2004 - July 22, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PENSACOLA, FL
Past
March 5, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 5, 2004 - July 22, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PENSACOLA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/23/2010)
IAR
Alabama(1/4/2017)
RR
Arizona(10/25/2011)
IAR
Arizona(5/3/2022)
RR
Arkansas(10/19/2020)
RR
California(9/23/2010)
IAR
California(1/4/2017)
RR
Colorado(1/25/2013)
IAR
Colorado(3/14/2022)
RR
Connecticut(2/22/2013)
RR
Delaware(1/27/2012)
IAR
Delaware(4/20/2022)
RR
District of Columbia(9/23/2010)
IAR
District of Columbia(1/4/2017)
RR
Florida(8/30/2010)
IAR
Florida(1/4/2017)
RR
Georgia(2/17/2011)
IAR
Georgia(1/4/2017)
RR
Hawaii(8/15/2016)
IAR
Hawaii(4/20/2022)
RR
Idaho(4/7/2016)
RR
Illinois(7/19/2011)
IAR
Illinois(4/26/2022)
RR
Indiana(12/22/2011)
IAR
Indiana(3/14/2022)
RR
Iowa(3/27/2013)
RR
Kansas(10/25/2011)
RR
Kentucky(9/23/2010)
IAR
Kentucky(1/4/2017)
RR
Louisiana(9/14/2011)
RR
Maine(3/20/2013)
IAR
Maine(3/14/2022)
RR
Maryland(9/23/2010)
IAR
Maryland(1/4/2017)
RR
Massachusetts(11/14/2011)
RR
Michigan(9/30/2010)
IAR
Michigan(1/4/2017)
RR
Minnesota(8/30/2011)
RR
Mississippi(10/25/2011)
RR
Missouri(9/30/2010)
IAR
Missouri(1/4/2017)
RR
Montana(11/8/2019)
IAR
Montana(3/11/2022)
RR
Nebraska(4/1/2011)
RR
Nevada(11/22/2010)
IAR
Nevada(1/12/2017)
RR
New Hampshire(9/6/2011)
RR
New Jersey(9/30/2010)
IAR
New Jersey(1/4/2017)
RR
New Mexico(8/23/2016)
IAR
New Mexico(4/20/2022)
RR
New York(2/24/2011)
IAR
New York(3/11/2022)
RR
North Carolina(9/30/2010)
IAR
North Carolina(1/4/2017)
RR
Ohio(8/22/2012)
IAR
Ohio(3/14/2022)
RR
Oklahoma(5/28/2020)
IAR
Oklahoma(4/21/2022)
RR
Oregon(2/1/2016)
RR
Pennsylvania(5/5/2011)
IAR
Pennsylvania(3/14/2022)
RR
Rhode Island(9/6/2011)
RR
South Carolina(11/30/2010)
IAR
South Carolina(1/4/2017)
RR
South Dakota(4/3/2012)
RR
Tennessee(9/23/2010)
RR
Texas(1/19/2011)
IAR
Texas(1/4/2017)
RR
Utah(11/8/2019)
RR
Virginia(9/23/2010)
IAR
Virginia(1/4/2017)
RR
Washington(1/24/2011)
IAR
Washington(1/4/2017)
RR
West Virginia(10/25/2011)
RR
Wisconsin(10/9/2012)
RR
Wyoming(7/3/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
