Ginger L. Lovett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ginger Lynn Lovett, who also goes by Ginger Lynn Cochenour, Ginger Lynn Lovett, was a registered financial professional .
Ginger is a previously registered financial professional and started their career in finance in 2004. Ginger had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2023 - February 13, 2025
WEDBUSH SECURITIES INC.
April 19, 2023 - February 13, 2025
WEDBUSH SECURITIES INC.
September 21, 2022 - March 21, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2022 - March 21, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 4, 2022 - August 24, 2022
OSAIC FA, INC.
August 1, 2022 - August 24, 2022
OSAIC FA, INC.
March 20, 2019 - June 1, 2021
WESTERN INTERNATIONAL SECURITIES, INC.
March 1, 2019 - June 1, 2021
WESTERN INTERNATIONAL SECURITIES, INC.
February 25, 2016 - October 16, 2017
OSAIC SERVICES, INC.
February 24, 2016 - October 16, 2017
OSAIC SERVICES, INC.
March 27, 2009 - August 8, 2014
PRINCIPAL SECURITIES, INC.
March 24, 2009 - August 8, 2014
PRINCIPAL SECURITIES, INC.
August 8, 2005 - March 28, 2008
PRINCIPAL SECURITIES, INC.
April 26, 2004 - March 28, 2008
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
WEDBUSH SECURITIES INC.
CRD#: 877 / SEC#: 801-6358, 8-12987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEDBUSH SECURITIES INC.
CRD#: 877 / SEC#: 801-6358, 8-12987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | OWNER | |
| BILLINGS, DANIEL ERIC | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | 4568232 |
| BLAND, GEOFFREY CONOR | DIRECTOR | 7358773 |
| DEMPSEY, FRANCIS BURKE | EXECUTIVE VICE PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | 1688071 |
| FITZSIMMONS, ROBERT GERARD | EXECUTIVE VICE PRESIDENT | 1878661 |
| FRAUNCES, KIRSTEN CAMPBELL | EXECUTIVE VICE PRESIDENT | 2933930 |
| HULTGREN, DONALD WAYNE | EXECUTIVE CHAIR, DIRECTOR | 1475369 |
| MONE, CHRISTOPHER MICHAEL | EXECUTIVE VICE PRESIDENT | 2401952 |
| PARRODE, RODRIGO NMN | EVP, CHIEF OPERATING OFFICER | 4905345 |
| PASET, ROBERT EDWARD | EXECUTIVE VICE PRESIDENT | 1055902 |
| PRESTON, ERIN KATHLEEN | CHIEF COMPLIANCE OFFICER | 5314250 |
| WEDBUSH, GARY LANCE | PRESIDENT, DIRECTOR | 2234455 |
Regulatory assets under management
| Total Number of Accounts | 10,048 |
| AUM (Assets Under Management) | $ 5,684,848,455 |
Disclosures
| Regulatory Event | 147 |
| Civil Event | 3 |
| Arbitration | 60 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 04/26/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
