Travis E. Clower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis Edward Clower was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2004. Travis had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2008 - March 5, 2015
USAA FINANCIAL PLANNING SERVICES
February 20, 2008 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
August 31, 2007 - March 5, 2015
USAA FINANCIAL ADVISORS, INC.
April 30, 2007 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
March 19, 2004 - July 15, 2005
AMERICAN FAMILY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
