James B. Stanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Bennett Stanley, who also goes by Jim Bennett Stanley, Jim Stanley, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2004. James had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2015 - December 31, 2015
FREEDOM INVESTORS CORP.
February 5, 2013 - May 19, 2014
FINANCE 500, INC.
August 26, 2008 - February 29, 2012
FINANCE 500, INC.
May 23, 2008 - July 28, 2008
J.P. TURNER & COMPANY, L.L.C.
September 21, 2007 - May 22, 2008
SYNDICATED CAPITAL, INC.
February 24, 2004 - July 19, 2007
BROOKSTREET SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREEDOM INVESTORS CORP.
CRD#: 23714 / SEC#: 801-39223, 8-40671
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
