Lee C. Larson

EVERSTAR ASSET MANAGEMENT

Mooresville, NC 28117

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CRD#: 4758758

Professional summary

Lee Christopher Larson is a registered financial advisor currently at EVERSTAR ASSET MANAGEMENT, LLC located in Mooresville, North Carolina.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Lee has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Christopher Larson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2021 - Present

EVERSTAR ASSET MANAGEMENT, LLC

Office #1: 108 Gateway Blvd. Suite 103, Mooresville, NC 28117

RIA

CRD#: 313334

Mooresville, NC

Past

July 8, 2015 - May 28, 2021

CWA ASSET MANAGEMENT GROUP

RIA

CRD#: 158940

MOORESVILLE, NC

Past

July 5, 2012 - July 7, 2015

HAYDEN HARPER WEALTH ADVISORY, LLC

RIA

CRD#: 152091

INDIAN LAND, SC

Past

January 4, 2010 - July 3, 2012

REGIS ASSET MANAGEMENT LLC

RIA

CRD#: 125872

WESTERVILLE, OH

Past

August 8, 2008 - August 3, 2012

CAPITAL CITY SECURITIES, LLC

CRD#: 146001

POWELL, OH

Past

September 10, 2007 - August 25, 2008

REGIS SECURITIES CORPORATION

CRD#: 103711

WESTERVILLE, OH

Past

June 14, 2006 - September 10, 2007

FSB PREMIER WEALTH MANAGEMENT, INC.

RIA

CRD#: 15898

WESTLAKE, OH

Past

February 18, 2005 - September 10, 2007

FSB PREMIER WEALTH MANAGEMENT, INC.

CRD#: 15898

WESTLAKE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERSTAR ASSET MANAGEMENT, LLC

CRD#: 313334 / SEC#: 801-128838

RIA

Registered Investment Advisory firm - (10/6/2023 Approved)

Iowa

Registered Investment Advisory firm - (10/19/2023 Terminated)

Ohio

Registered Investment Advisory firm - (10/19/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(11/1/2021)

IAR

New York
(10/23/2024)

IAR

North Carolina
(6/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/17/2005

General Securities Representative Examination

Current Firm

EVERSTAR ASSET MANAGEMENT, LLC

CRD#: 313334 / SEC#: 801-128838

RIA

Registered Investment Advisory firm - (10/6/2023 Approved)

Iowa

Registered Investment Advisory firm - (10/19/2023 Terminated)

Ohio

Registered Investment Advisory firm - (10/19/2023 Terminated)

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Contact information

Main Address

108 Gateway Blvd. Suite 204, Mooresville, NC 28117

Mailing Address

Phone number

(440) 376-1629

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERSTAR ASSET MANAGEMENT, LLC - ADV PART 2A BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	1,091
AUM (Assets Under Management)	$ 311,456,457

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lee C. Larson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Christopher Larson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWA ASSET MANAGEMENT GROUP

HAYDEN HARPER WEALTH ADVISORY, LLC

REGIS ASSET MANAGEMENT LLC

CAPITAL CITY SECURITIES, LLC

REGIS SECURITIES CORPORATION

FSB PREMIER WEALTH MANAGEMENT, INC.

FSB PREMIER WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

EVERSTAR ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2006

Series 63

Date: 3/10/2005

Series 7

Date: 2/17/2005

Current Firm

EVERSTAR ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EVERSTAR ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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