VR
Victor Ramsundar
GREEN PIER FINTECH LLC
NEW YORK CITY, NY 10019
Some features on this profile are disabled
CRD#: 4758707
VR
Professional summary
Victor Ramsundar, who also goes by VIctor Ramsunder, is a registered financial professional currently at GREEN PIER FINTECH LLC located in New York City, New York.
Victor is registered as a RR (Registered Representative) and started their career in finance in 2007. Victor has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Victor Ramsunder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Victor Ramsundar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2025 - Present
GREEN PIER FINTECH LLC
Office #1: 640 Fifth Avenue, New York City, NY 10019BD
CRD#: 313305
NEW YORK CITY, NY
Past
February 14, 2023 - January 24, 2024
TEMPLUM MARKETS LLC
BD
CRD#: 102840
NEW YORK, NY
Past
June 13, 2017 - February 15, 2023
COMPASS POINT RESEARCH & TRADING, LLC
BD
CRD#: 126258
WASHINGTON, DC
Past
November 9, 2015 - June 12, 2017
MLV & CO. LLC
BD
CRD#: 150959
Arlington, VA
Past
November 13, 2012 - June 12, 2017
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
ARLINGTON, VA
Past
May 3, 2012 - September 4, 2012
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
November 2, 2007 - April 12, 2012
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/3/2025)
RR
Alaska(3/4/2025)
RR
Arizona(3/7/2025)
RR
Arkansas(3/5/2025)
RR
California(2/28/2025)
RR
Colorado(2/28/2025)
RR
Connecticut(2/28/2025)
RR
Delaware(3/3/2025)
RR
District of Columbia(3/5/2025)
RR
Florida(2/27/2025)
RR
Georgia(2/28/2025)
RR
Hawaii(2/28/2025)
RR
Idaho(2/28/2025)
RR
Illinois(2/28/2025)
RR
Indiana(3/6/2025)
RR
Iowa(3/3/2025)
RR
Kansas(2/28/2025)
RR
Kentucky(2/27/2025)
RR
Louisiana(2/28/2025)
RR
Maine(2/28/2025)
RR
Maryland(3/3/2025)
RR
Massachusetts(2/28/2025)
RR
Michigan(2/27/2025)
RR
Minnesota(2/27/2025)
RR
Mississippi(2/27/2025)
RR
Missouri(2/28/2025)
RR
Montana(2/27/2025)
RR
Nebraska(2/27/2025)
RR
Nevada(2/28/2025)
RR
New Hampshire(3/4/2025)
RR
New Jersey(2/27/2025)
RR
New Mexico(3/3/2025)
RR
New York(3/2/2025)
RR
North Carolina(3/3/2025)
RR
North Dakota(3/3/2025)
RR
Ohio(2/28/2025)
RR
Oklahoma(2/27/2025)
RR
Oregon(3/4/2025)
RR
Pennsylvania(2/28/2025)
RR
Puerto Rico(3/10/2025)
RR
Rhode Island(3/3/2025)
RR
South Carolina(2/27/2025)
RR
South Dakota(2/28/2025)
RR
Tennessee(2/28/2025)
RR
Texas(2/27/2025)
RR
Utah(3/3/2025)
RR
Vermont(3/3/2025)
RR
Virgin Islands(3/3/2025)
RR
Virginia(2/28/2025)
RR
Washington(2/28/2025)
RR
West Virginia(3/3/2025)
RR
Wisconsin(3/4/2025)
RR
Wyoming(2/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
GP
GREEN PIER FINTECH LLC
GREEN PIER FINTECH LLC
CRD#: 313305 / SEC#: , 8-70700
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
245 Summer Street V3a, Boston, MA 02210
Mailing Address
245 Summer Street V3a, Boston, MA 02210
Phone number
(617) 563-7000
Established
Delaware since 02/05/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| DESJOURDY, BRIAN | VP STRATEGY | 2520622 |
| HOLMES, GARY | CHIEF COMPLIANCE OFFICER | 3171812 |
| MORAN, EDWARD MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1273715 |
| PRICE, MATTHEW | CHIEF EXECUTIVE OFFICER | 1417511 |
| SMITH, JORDAN | PRINCIPAL FINANCIAL OFFICER | 6534026 |
| WEAVER, BRYAN ROBERT | CHIEF LEGAL OFFICER | 2933941 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
