Patrick M. Newton

POLAR ASSET MANAGEMENT PARTNERS

Centennial, CO

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CRD#: 4758656

Professional summary

Patrick Michael Newton is a registered financial advisor currently at POLAR ASSET MANAGEMENT PARTNERS INC. located in Centennial, Colorado.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Patrick has worked at 2 firms and has passed the Series 66, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Newton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2024 - Present

POLAR ASSET MANAGEMENT PARTNERS INC.

RIA

CRD#: 162681

Centennial, CO

Past

June 22, 2004 - May 18, 2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

DENVER, CO

Past

May 19, 2004 - May 18, 2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POLAR ASSET MANAGEMENT PARTNERS INC.

POLAR ASSET MANAGEMENT PARTNERS INC. | POLAR SECURITIES INC.

CRD#: 162681 / SEC#: 801-120867

RIA

Registered Investment Advisory firm - (4/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 3/21/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 2/28/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 5/18/2004

General Securities Representative Examination

Current Firm

POLAR ASSET MANAGEMENT PARTNERS INC.

POLAR ASSET MANAGEMENT PARTNERS INC. | POLAR SECURITIES INC.

CRD#: 162681 / SEC#: 801-120867

RIA

Registered Investment Advisory firm - (4/19/2021 Approved)

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Contact information

Main Address

16 York Street Suite 2900, Toronto, M5J 0E6

Mailing Address

Phone number

(416) 367-4364

Established

Firm type

Fiscal year end

# of Employees

162

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

POLAR ASSET MANAGEMENT PARTNERSINC. PART 2A OF FORM ADV BROCHURE DATED JUNE 29, 2025 (6/27/2025)

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 42,918,467,845

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	3/19/2021

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick M. Newton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Newton's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

POLAR ASSET MANAGEMENT PARTNERS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2004

SIE

Date: 5/18/2018

Series 86

Date: 3/21/2005

Series 87

Date: 2/28/2005

Series 7

Date: 5/18/2004

Current Firm

POLAR ASSET MANAGEMENT PARTNERS INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

POLAR ASSET MANAGEMENT PARTNERS INC.

TRUST BUT VERIFY

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