JR
Joel R. Robison
CALTON & ASSOCIATES
West Bountiful, UT 84087
Some features on this profile are disabled
CRD#: 4758635
JR
Professional summary
Joel Rand Robison is a registered financial advisor currently at CALTON & ASSOCIATES, INC. located in West Bountiful, Utah.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Joel has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: R Mountain LLC. Non-Investment related. Address: 980-A. Nature of Business: An old farm house and land. Position/Title/Relationship: None. Start Date: 03/06/2019. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: 0. 2) Name of Business: RJM Properties. Non-Investment related. Address: 980-A Pier View Drive, Idaho Falls, ID 83402. Nature of Business: Owns our Office Building. Position/Title/Relationship: None. Start Date: 05/01/2015. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: RJM was the LLC that my sister and I set up to purchase our current office building and possible other property in the future. 3) Name of Business: LegacyLifequote.com. Non-Investment related. Address: 980-A Pier View Drive, Idaho Falls, ID 83402. Nature of Business: Life insurance. Position/Title/Relationship: Sales. Start Date: 01/01/2003. Hours per month: 10. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Life insurance sales. Company was set up mainly for tax purpose. 4) Name of Business: Legacy Network. Non-Investment related. Address: 980-A Pier View Drive, Idaho Falls, ID 83402. Nature of Business: Maintain final account from sale. Wind down final sale assets. Position/Title/Relationship: None. Start Date: 01/01/2003. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Maintain assets. Company was sold to AFG Brokerage. (Life Insurance Company.) 5) Name of Business: The Strategic Life Insurance Planners. Non-Investment related. Address: 980-A Pier View Drive, Idaho Falls, ID 83402. Nature of Business: Life Insurance. Position/Title/Relationship: Life Agent. Start Date: 06/01/2003. Hours per month: 140. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Life Insurance sales. 6) Sage Creek Partners LLC. Noninvestment Related. 980-A Pier View Dr Idaho Falls Idaho, 83402. Nature of Business: Family Cabin Purchased with sister and Parents. Title: Partner. Start Date: 10/26/2020. Hours per Month: 0. Duties: None.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Rand Robison's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joel Rand Robison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2024 - Present
CALTON & ASSOCIATES, INC.
Office #1: 740 West 500 South Suite #1, West Bountiful, UT 84087Office #2: 545 Shoupe Ave Suite 251, Idaho Falls, ID 83402RIA
BD
CRD#: 20999
West Bountiful, UT
Current
July 2, 2019 - Present
CALTON & ASSOCIATES, INC.
Office #1: 740 West 500 South Suite #1, West Bountiful, UT 84087Office #2: 545 Shoupe Ave Suite 251, Idaho Falls, ID 83402RIA
BD
CRD#: 20999
West Bountiful, UT
Past
August 16, 2013 - July 2, 2019
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
IDAHO FALLS, ID
Past
October 31, 2008 - August 21, 2013
OSAIC SERVICES, INC.
BD
CRD#: 133763
IDAHO FALLS, ID
Past
October 25, 2006 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
REXBURG, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CALTON & ASSOCIATES, INC.
CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.
CRD#: 20999 / SEC#: 801-70036, 8-38635
RIA
Registered Investment Advisory firm - SEC (4/7/2009 Approved)California
Registered Investment Advisory firm - SEC (4/13/2009 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/20/2009 Terminated)Delaware
Registered Investment Advisory firm - SEC (4/23/2009 Terminated)Florida
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kentucky
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)Michigan
Registered Investment Advisory firm - SEC (5/7/2009 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Montana
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/17/2009 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)New Jersey
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/9/2009 Terminated)Texas
Registered Investment Advisory firm - SEC (4/7/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/16/2020)
RR
California(7/2/2019)
RR
Florida(5/13/2024)
RR
Idaho(7/2/2019)
RR
Louisiana(6/30/2025)
RR
Maryland(7/19/2024)
RR
Michigan(1/17/2025)
RR
New Jersey(9/4/2024)
RR
New York(4/29/2021)
RR
North Carolina(9/27/2023)
RR
North Dakota(5/5/2025)
RR
Ohio(11/27/2024)
RR
Texas(7/2/2019)
RR
Utah(7/2/2019)
IAR
Utah(5/14/2024)
RR
Virginia(7/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
C&
CALTON & ASSOCIATES, INC.
CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.
CRD#: 20999 / SEC#: 801-70036, 8-38635
RIA
Registered Investment Advisory firm - SEC (4/7/2009 Approved)California
Registered Investment Advisory firm - SEC (4/13/2009 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/20/2009 Terminated)Delaware
Registered Investment Advisory firm - SEC (4/23/2009 Terminated)Florida
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kentucky
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)Michigan
Registered Investment Advisory firm - SEC (5/7/2009 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Montana
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/17/2009 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)New Jersey
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/9/2009 Terminated)Texas
Registered Investment Advisory firm - SEC (4/7/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Mailing Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Phone number
(813) 264-0440
Established
Florida since 09/17/1987
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
515
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CICCATI, RANDALL LEE | CEO / DIRECTOR | 1569353 |
| CICCATI, RANDALL LEE | SHAREHOLDER | 1569353 |
| SINGH, RAMESHWAR | DIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES | 4660047 |
| SINGH, RAMESHWAR | SHAREHOLDER | 4660047 |
| CICCATI, JILL MARIE | SHAREHOLDER | |
| THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | SHAREHOLDER, LOUIS CICCATI AND ADELINE CARMELA CICCATI, TTEE | |
| CALTON, DEREK JAY | VICE PRESIDENT - DIRECTOR | 1192608 |
| CALTON, DWAYNE KENT | PRESIDENT - DIRECTOR | |
| CICCATI, ADELINE CARMELA | TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | |
| CICCATI, AUSTIN LOUIS | SHAREHOLDER | 6351650 |
| CICCATI, CARLY MARIE | SHAREHOLDER | 6351667 |
| COLE, DAVID SCOTT | CHIEF FINANCIAL OFFICER/FINOP | 4181156 |
| RAHMOUNI IDRISSI, SAAD | CHIEF COMPLIANCE OFFICER | 4071743 |
| RICHARDSON, PAUL REID | CHIEF OPERATIONS OFFICER | 1006146 |
Regulatory assets under management
| Total Number of Accounts | 7,559 |
| AUM (Assets Under Management) | $ 1,216,021,701 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CALTON & ASSOCIATES, INC.
CRD#: 20999West Bountiful, UT 84087TRUST BUT VERIFY
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