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Larry Richard Zapp

Larry R. Zapp

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CRD#: 475862
Larry Richard Zapp

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Richard Zapp, CFP® was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1974. Larry had worked at 6 firms and has passed the Series 7TO, SIE and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LARRY ZAPP & ASSOC/THE NEWARK INS AGENCY, 106 SHORT STREET STE 103, GAHANNA, OHIO 43230, CORPORATION, NATURE OF BUS: INSURANCE AGENCY, TITLE: PRESIDENT, DUTIES: SALES & SERVICE OF INS POLICIES, TIME SPENT: 50%, 2)GAHANNA HISTORICAL SOCIETY INC, PO BOX 30602, GAHANNA, OH 43230, CORPORATION, NATURE OF BUS: HISTORICAL SOCIETY, TITLE: TREASURER, DUTIES: BOOKKEEPING/BILL PAYING/DEPOSITING OF REVENUES, TIME SPENT: 1%, 3)LARRY ZAPP, 1435 E WHITTIER STREET, NATURE OF BUS: REAL ESTATE OWNED JOINTLY WITH WIFE, TIME SPENT: 1%, 4)Franklin Historical Society PO Box 23211 Columbus, OH 43223 Title: Volunteer Board Member from membership NON-Investment related Nature: Historical Society 501c3 Duties: Volunteer Member Board of Trustees Approximately 5 hours per month none during market hours spent on OBA. 5) Gahanna Community Congregational Church 470 Havens Corners Road, Gahanna, OH 43230 Title: Volunteer board member from congregation NON-Investment related Nature: Member church board of trustees. No compensation Duties: Meet monthly to review, discuss& church activities & make recommendations to the congregation on significant matters for congregation vote. Approximately 3 hours a month spent on OBA none during market hours 6)USPS Consumer Advisory Council Meet bi-monthly to convey concerns & comments to Postmaster from community Non-investment related Representative of my community of postal customers Review and discuss community concerns and comments with USPS Postmaster 10/01/18 1.5 hours spent during the month and 0 spent during market hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1979

Experience

Past

May 13, 2019 - October 15, 2024

LINCOLN DOUGLAS INVESTMENTS, LLC

RIA
CRD#: 155578
Gahanna, OH
Past

May 13, 2019 - October 15, 2024

LINCOLN DOUGLAS INVESTMENTS, LLC

BD
CRD#: 155578
Gahanna, OH
Past

January 30, 2015 - May 21, 2019

STONEX ADVISORS INC.

RIA
CRD#: 174182
Gahanna, OH
Past

September 12, 2014 - May 21, 2019

STONEX SECURITIES INC.

BD
CRD#: 18456
GAHANNA, OH
Past

January 9, 2001 - January 30, 2015

WRP INVESTMENTS, INC.

RIA
CRD#: 7365
GAHANNA, OH
Past

August 10, 1977 - September 12, 2014

WRP INVESTMENTS, INC.

BD
CRD#: 7365
GAHANNA, OH
Past

June 3, 1976 - September 26, 1977

PRICE, ALLEN & STEVENS SECURITIES CORP

BD
CRD#: 7074
Past

June 11, 1974 - June 10, 1976

SECURITY COUNSELORS INC.

BD
CRD#: 3335

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 5/11/1974
Registered Representative Examination

Current Firm

LD
LINCOLN DOUGLAS INVESTMENTS, LLC
LINCOLN DOUGLAS INVESTMENTS, LLC

CRD#: 155578 / SEC#: 801-72438, 8-68728

RIA
Registered Investment Advisory firm - SEC (11/29/2011 Terminated)
Georgia
Registered Investment Advisory firm - SEC (6/20/2012 Approved)
Ohio
Registered Investment Advisory firm - SEC (11/15/2011 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1051 Newark Rd, Mount Vernon, OH 43050
Mailing Address
1051 Newark Rd, Mt. Vernon, OH 43050
Phone number
(740) 397-1397
Established
Ohio since 09/15/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
32

FINRA licenses (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
DENNIS, KENNETH EARLCEO2297497
MANSFIELD, DOUGLAS MARRGENERAL COUNSEL, CORPORATE SECRETARY
BULLOCK, BRANDON LEECFO, FINOP4617848
MOHNEY, BRIAN EUGENECHIEF COMPLIANCE OFFICER / AMLCO2890043

Regulatory assets under management

Total Number of Accounts199
AUM (Assets Under Management)$ 97,644,384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LINCOLN DOUGLAS INVESTMENTS, LLC

CRD#: 155578

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