Elizabeth A. Windisch

MAIA WEALTH

DENVER, CO 80202

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CRD#: 4758583

Professional summary

Elizabeth Anne Windisch, CFP®, who also goes by Elizabeth A Windisch, is a registered financial advisor currently at MAIA WEALTH located in Denver, Colorado.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Elizabeth has worked at 12 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth A Windisch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Anne Windisch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

December 1, 2025 - Present

MAIA WEALTH

Office #1: 1331 17th Street Suite 800, Denver, CO 80202

RIA

CRD#: 292817

DENVER, CO

Past

March 26, 2018 - December 1, 2025

GPS WEALTH STRATEGIES GROUP, LLC

RIA

CRD#: 285507

Denver, CO

Past

March 26, 2018 - December 5, 2025

LPL FINANCIAL LLC

CRD#: 6413

CENTENNIAL, CO

Past

November 1, 2017 - March 19, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

HIGHLANDS RANCH, CO

Past

May 14, 2014 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

HIGHLANDS RANCH, CO

Past

September 12, 2013 - March 7, 2018

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 42803

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIA WEALTH

CRD#: 292817 / SEC#: 801-120452

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

California

Registered Investment Advisory firm - (6/6/2021 Terminated)

Colorado

Registered Investment Advisory firm - (5/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/10/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/1/2004

General Securities Representative Examination

Current Firm

MAIA WEALTH

CRD#: 292817 / SEC#: 801-120452

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

California

Registered Investment Advisory firm - (6/6/2021 Terminated)

Colorado

Registered Investment Advisory firm - (5/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2021 Terminated)

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Contact information

Main Address

1401 17th Street Suite 850, Denver, CO 80202

Mailing Address

Phone number

(720) 644-8803

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts	2,445
AUM (Assets Under Management)	$ 704,344,811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elizabeth A. Windisch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Anne Windisch's CRS (Customer Relationship Summary).

Certified licenses

Experience

GPS WEALTH STRATEGIES GROUP, LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

GIRARD SECURITIES, INC.

UNITED CAPITAL FINANCIAL ADVISORS

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

NPB FINANCIAL GROUP, LLC

NPB FINANCIAL GROUP, LLC

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

MAIA WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2004

SIE

Date: 10/1/2018

Series 31

Date: 10/10/2006

Series 7

Date: 3/1/2004

Current Firm

MAIA WEALTH

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIA WEALTH

TRUST BUT VERIFY

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