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Elizabeth Anne Windisch

Elizabeth A. Windisch

GPS WEALTH STRATEGIES GROUP
Denver, CO
Some features on this profile are disabled
CRD#: 4758583
Elizabeth Anne Windisch

Professional summary

Elizabeth Anne Windisch, CFP®, who also goes by Elizabeth A Windisch, is a registered financial advisor currently at GPS WEALTH STRATEGIES GROUP, LLC located in Denver, Colorado and LPL FINANCIAL LLC located in Centennial, Colorado.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Elizabeth has worked at 11 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Elizabeth A Windisch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/26/2018 - Aspen Wealth Management / DBA for LPL Business (entity for LPL business) / 100% / Centennial, CO. 2. 5/1/2018 - GPS Wealth Stategies Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/26/2018 - 50 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through GPS Wealth Stategies Group, LLC, an independent investment advisor firm. I started this business activity in 4/2018. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/01/2021 - BGA Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 09/23/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 04/24/2024 - Wintos & Associates - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 06/01/2023 - 160 Hours Per Month/ 140 Hours During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Anne Windisch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

March 26, 2018 - Present

GPS WEALTH STRATEGIES GROUP, LLC

RIA
CRD#: 285507
Denver, CO
Current

March 26, 2018 - Present

LPL FINANCIAL LLC

Office #1: 3939 E Arapahoe Rd Ste 100, Centennial, CO 80122-2075
RIA
BD
CRD#: 6413
Centennial, CO
Past

November 1, 2017 - March 19, 2018

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
HIGHLANDS RANCH, CO
Past

May 14, 2014 - November 1, 2017

GIRARD SECURITIES, INC.

BD
CRD#: 18697
HIGHLANDS RANCH, CO
Past

September 12, 2013 - March 7, 2018

UNITED CAPITAL FINANCIAL ADVISORS

RIA
CRD#: 134600
HIGHLANDS RANCH, CO
Past

October 4, 2010 - June 13, 2013

WEDBUSH SECURITIES INC.

RIA
CRD#: 877
DENVER, CO
Past

September 30, 2010 - June 13, 2013

WEDBUSH SECURITIES INC.

BD
CRD#: 877
DENVER, CO
Past

February 9, 2010 - September 21, 2010

NPB FINANCIAL GROUP, LLC

RIA
CRD#: 137743
GREENWOOD VILLAGE, CO
Past

February 8, 2010 - September 21, 2010

NPB FINANCIAL GROUP, LLC

BD
CRD#: 137743
GREENWOOD VILLAGE, CO
Past

February 25, 2009 - January 12, 2010

WORLD EQUITY GROUP, INC.

RIA
CRD#: 29087
CHICAGO, IL
Past

February 25, 2009 - January 12, 2010

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
CHICAGO, IL
Past

October 31, 2007 - February 20, 2009

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
CHICAGO, IL
Past

October 31, 2007 - February 20, 2009

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CHICAGO, IL
Past

October 4, 2006 - September 25, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHICAGO, IL
Past

October 4, 2006 - September 25, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL
Past

April 14, 2004 - August 29, 2006

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
CHICAGO, IL
Past

March 2, 2004 - August 29, 2006

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GPS WEALTH STRATEGIES GROUP, LLC
ARROW WEALTH MANAGEMENT | WILL SAVAGE WEALTH MANAGEMENT | TRUE WEALTH ADVISORS, INC. | MOUNTAIN HIGH WEALTH MANAGEMENT | MONEY & MINDFULNESS | MIKEE OH, YOUR KEY TO RETIREMENT | JOEL D. ANDREWS, LLC. | GPS WEALTH STRATEGIES GROUP, LLC | GORE FINANCIAL MANAGEMENT, INC. | COLUMBINE WEALTH ADVISORS LLC | ASPEN WEALTH MANAGEMENT, INC.

CRD#: 285507 / SEC#: 801-108848

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/27/2018)
RR
Colorado
(3/26/2018)
IAR
Colorado
(3/26/2018)
RR
Maine
(6/25/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/17/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/10/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GW
GPS WEALTH STRATEGIES GROUP, LLC
ARROW WEALTH MANAGEMENT | WILL SAVAGE WEALTH MANAGEMENT | TRUE WEALTH ADVISORS, INC. | MOUNTAIN HIGH WEALTH MANAGEMENT | MONEY & MINDFULNESS | MIKEE OH, YOUR KEY TO RETIREMENT | JOEL D. ANDREWS, LLC. | GPS WEALTH STRATEGIES GROUP, LLC | GORE FINANCIAL MANAGEMENT, INC. | COLUMBINE WEALTH ADVISORS LLC | ASPEN WEALTH MANAGEMENT, INC.

CRD#: 285507 / SEC#: 801-108848

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
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Contact information

Main Address
6484 South Quebec Street, Centennial, CO 80111
Mailing Address
Phone number
(720) 414-5412
Established
Firm type
Fiscal year end
# of Employees
48

SEC notice filing (37 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts5,385
AUM (Assets Under Management)$ 1,415,526,316

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GPS WEALTH STRATEGIES GROUP, LLC

CRD#: 285507Denver, CO

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