JR
James C. Rider
GRAHAM, BORDELON, GOLSON & GILBERT
MONROE, LA 71201
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CRD#: 4758500
JR
Professional summary
James Clint Rider is a registered financial advisor currently at GRAHAM, BORDELON, GOLSON & GILBERT, INC. located in Monroe, Louisiana and OSAIC WEALTH, INC. located in Monroe, Louisiana.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. James has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GRAHAM, BORDELON, GOLSON & GILBERT, INC. -INVESTMENT RELATED; 2401 TOWER DRIVE, MONROE, LA 71201; RIA; EMPLOYEE, FINANCIAL ADVISOR; MARCH 7, 2011; 160 HR/MONTH; 6HR/DAY; COMPENSATION-SALARY; REVIEW ACCOUNTS, INVESTMENT RESEARCH, EXECUTE TRADES AND OTHER DUTIES AS ASSIGNED. 2)Graham & Bordelon Partnership -not investment related; 2401 Tower Drive, Monroe, LA 71201; insurance; rep; 3/2011; 2 hrs/month; 0 hrs during trading; review insurance policies (life insurance & LTC), needs analysis for life ins & long-term care, take & submit applications from prospective clients 3) Notary -not investment related;2401 Tower Drive, Monroe, LA 71201; provide occasional notary services to clients of our firm; notary; 3/15/2015; 1 hr/month; 0 hrs during trading; notary services 4) EXECUTOR FOR THE ESTATE OF SHARON F. SCOTT POSITION: Executor NATURE: Serving as the executor for my mother-in-law's estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 12/19/2024 ADDRESS: 2608 Pargoud Blvd, Monroe LA 71201 DESCRIPTION: Administration of the decedent's estate.
CRS (Client Relationship Summary) - RIA
Click below to view James Clint Rider's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2011 - Present
GRAHAM, BORDELON, GOLSON & GILBERT, INC.
Office #1: 2401 Tower Drive, Monroe, LA 71201RIA
CRD#: 104612
MONROE, LA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2401 Tower Drive, Monroe, LA 71201RIA
BD
CRD#: 23131
MONROE, LA
Past
October 16, 2023 - March 21, 2025
ENTRUST INVESTMENT MANAGEMENT LLC
RIA
CRD#: 111283
MONROE, LA
Past
March 8, 2011 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
MONROE, LA
Past
March 9, 2005 - March 10, 2011
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
OAK GROVE, LA
Past
March 8, 2005 - March 10, 2011
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
OAK GROVE, LA
Past
April 12, 2004 - March 8, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GB
GRAHAM, BORDELON, GOLSON & GILBERT, INC.
GRAHAM BORDELON & CO INC | GRAHAM, BORDELON, GOLSON & GILBERT, INC.
CRD#: 104612 / SEC#: 801-25887
RIA
Registered Investment Advisory firm - (12/5/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2024)
RR
Arkansas(8/23/2024)
RR
Colorado(8/23/2024)
RR
Delaware(2/13/2025)
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
RR
Kansas(4/11/2025)
RR
Kentucky(8/23/2024)
IAR
Louisiana(3/22/2011)
RR
Louisiana(8/23/2024)
RR
Maryland(8/23/2024)
RR
Minnesota(8/23/2024)
RR
Mississippi(8/23/2024)
RR
Missouri(2/13/2025)
RR
North Carolina(8/23/2024)
RR
Texas(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GB
GRAHAM, BORDELON, GOLSON & GILBERT, INC.
GRAHAM BORDELON & CO INC | GRAHAM, BORDELON, GOLSON & GILBERT, INC.
CRD#: 104612 / SEC#: 801-25887
RIA
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Contact information
Main Address
2401 Tower Drive, Monroe, LA 71201
Mailing Address
Phone number
(318) 322-7157
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 375,002,796 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
