Reuthanak Tap
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reuthanak Tap was a registered financial professional .
Reuthanak is a previously registered financial professional and started their career in finance in 2008. Reuthanak had worked at 5 firms and has passed the Series 63, SIE, Series 7TO, Series 99, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2024 - January 30, 2025
SHAREGAIN SECURITIES INC.
September 20, 2018 - June 18, 2019
J.P. MORGAN SECURITIES LLC
June 16, 2011 - October 15, 2012
GOLDMAN SACHS & CO. LLC
December 8, 2009 - May 16, 2011
NATWEST MARKETS SECURITIES INC.
January 25, 2008 - February 13, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/24/2023
General Securities Representative ExaminationCurrent Firm
SHAREGAIN SECURITIES INC.
CRD#: 318555 / SEC#: , 8-70867
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
