Sante M. Zani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sante Michael Zani, who also goes by Mike Zani, S M Zani, Sante Mike Zani, was a registered financial professional .
Sante is a previously registered financial professional and started their career in finance in 1973. Sante had worked at 15 firms and has passed the Series 63, Series 55, PC, Series 1, Series 14, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2010 - June 4, 2012
MERIDIAN EQUITY PARTNERS, INC.
October 11, 2004 - February 3, 2010
MAGNA
March 27, 2003 - February 17, 2004
COASTAL FINANCIAL SECURITY, INCORPORATED
October 17, 2000 - May 3, 2001
NATIONAL SECURITIES CORPORATION
May 26, 1994 - October 26, 2000
SHARPE CAPITAL, INC.
November 6, 1991 - May 10, 1994
GRAYSON FINANCIAL LLC
August 27, 1990 - November 4, 1991
JANNEY MONTGOMERY SCOTT LLC
August 6, 1990 - August 9, 1990
GLOBAL PARTNERS SECURITIES INC.
July 24, 1990 - July 25, 1990
GLOBAL PARTNERS SECURITIES INC.
November 3, 1988 - January 8, 1990
SECURITIES SETTLEMENT CORPORATION
August 20, 1987 - October 24, 1988
PAPAMARKOU WELLNER & CO., INC.
March 7, 1986 - July 17, 1987
DUNHILL SECURITIES INC.
December 5, 1984 - October 24, 1988
PAPAMARKOU WELLNER & CO., INC.
March 28, 1984 - January 14, 1985
44 SECURITIES, INC.
August 16, 1983 - December 23, 1983
HAAS SECURITIES CORPORATION
February 19, 1980 - April 20, 1982
ROBERT FLEMING INCORPORATED
April 16, 1973 - February 25, 1980
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/27/2000
Limited Representative-Equity Trader ExamPC
Date: 9/17/1990
AMEX Put and Call ExamSeries 1
Date: 4/11/1973
Registered Representative ExaminationSeries 8
Date: 8/3/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MERIDIAN EQUITY PARTNERS, INC.
CRD#: 133849 / SEC#: , 8-66784
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
