Carlos N. Evertsz-seda
Professional summary
Carlos Nestor Evertsz-seda was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Carlos is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, Carlos had worked at 2 firms, which includes K.C. WARD FINANCIAL, J.P. TURNER & COMPANY L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2010 - May 9, 2017
K.C. WARD FINANCIAL
February 28, 2008 - September 23, 2008
K.C. WARD FINANCIAL
October 4, 2006 - March 26, 2008
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
K.C. WARD FINANCIAL
CRD#: 145135 / SEC#: , 8-67706
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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