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AO

Asif Osman

JADWIN ASSET MANAGEMENT
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 4757637
AO

Professional summary

Asif Osman, who also goes by Asif Osman, is a registered financial advisor currently at JADWIN ASSET MANAGEMENT LLC located in Greenwich, Connecticut.

Asif is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Asif has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Asif Osman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Asif Osman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 15, 2020 - Present

JADWIN ASSET MANAGEMENT LLC

Office #1: 115 Mason Street 2nd Floor, Greenwich, CT 06830
RIA
CRD#: 307728
Greenwich, CT
Past

March 6, 2020 - September 30, 2020

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

RIA
CRD#: 168256
GREENWICH, CT
Past

May 27, 2004 - July 24, 2006

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(9/15/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/27/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/26/2004
General Securities Representative Examination

Current Firm

JA
JADWIN ASSET MANAGEMENT LLC
JADWIN ASSET MANAGEMENT LLC

CRD#: 307728 / SEC#:

Connecticut
Registered Investment Advisory firm - (9/15/2020 Approved)
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Contact information

Main Address
115 Mason Street 2nd Floor, Greenwich, CT 06830
Mailing Address
Phone number
(203) 859-9500
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts23
AUM (Assets Under Management)$ 49,341,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JADWIN ASSET MANAGEMENT LLC

CRD#: 307728Greenwich, CT 06830

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