Asif Osman

JADWIN ASSET MANAGEMENT LLC

Greenwich, CT 06830

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CRD#: 4757637

Professional summary

Asif Osman, who also goes by Asif Osman, is a registered financial advisor currently at JADWIN ASSET MANAGEMENT LLC located in Greenwich, Connecticut.

Asif is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Asif has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Asif Osman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Asif Osman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2020 - Present

JADWIN ASSET MANAGEMENT LLC

Office #1: 115 Mason Street 2nd Floor, Greenwich, CT 06830

RIA

CRD#: 307728

Greenwich, CT

Past

March 6, 2020 - September 30, 2020

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

RIA

CRD#: 168256

GREENWICH, CT

Past

May 27, 2004 - July 24, 2006

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/26/2004

General Securities Representative Examination

Current Firm

JADWIN ASSET MANAGEMENT LLC

CRD#: 307728 / SEC#:

Connecticut

Registered Investment Advisory firm - (9/15/2020 Approved)

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Contact information

Main Address

115 Mason Street 2nd Floor, Greenwich, CT 06830

Mailing Address

Phone number

(203) 859-9500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 49,341,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Asif Osman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Asif Osman's CRS (Customer Relationship Summary).

Certified licenses

Experience

JADWIN ASSET MANAGEMENT LLC

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2004

Series 7

Date: 5/26/2004

Current Firm

JADWIN ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JADWIN ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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