JF
Jon R. Fuller
CETERA INVESTMENT ADVISERS LLC
OMAHA, NE 68154
Some features on this profile are disabled
CRD#: 4757526
JF
Professional summary
Jon Robert Fuller JR, who also goes by Jon Robert Fuller, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Omaha, Nebraska and CETERA WEALTH SERVICES, LLC located in Omaha, Nebraska.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jon has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Robert Fuller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES.
POSITION/TITLE/RELATIONSHIP: BROKERAGE OPERATIONS MANAGER
START DATE: 02/2021
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: I WILL BE PROVIDING DAY-TO-DAY OPERATIONAL SUPPORT TO CLIENTS THROUGH THE BROKERAGE SOLUTIONS GROUP AT THE HOME OFFICE OF CARSON GROUP.
2. NAME OF OTHER BUSINESS: CARSON GROUP HOLDINGS, LLC
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FINANCIAL SERVICES
START DATE: 02/2021
POSITION/TITLE/RELATIONSHIP: BROKERAGE OPERATIONS MANAGER
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 40
BRIEF DESCRIPTION OF DUTIES: I WILL BE PROVIDING DAY-TO-DAY OPERATIONAL SUPPORT TO CLIENTS THROUGH THE BROKERAGE SOLUTIONS GROUP AT THE HOME OFFICE OF CARSON GROUP.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Robert Fuller JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 14600 Branch Street, Omaha, NE 68154RIA
CRD#: 105644
OMAHA, NE
Current
March 5, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 14600 Branch Street, Omaha, NE 68154BD
CRD#: 13572
Omaha, NE
Past
May 26, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 16, 2013 - February 11, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LA VISTA, NE
Past
September 16, 2013 - February 11, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
December 3, 2012 - September 11, 2013
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
PHOENIX, AZ
Past
November 30, 2012 - September 11, 2013
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
PHOENIX, AZ
Past
November 26, 2008 - July 31, 2012
TD AMERITRADE, INC.
RIA
CRD#: 7870
OMAHA, NE
Past
November 26, 2008 - July 31, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
OMAH, NE
Past
April 22, 2006 - July 31, 2012
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
March 17, 2005 - April 22, 2006
TD AMERITRADE CLEARING, INC.
BD
CRD#: 5633
BELLEVUE, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/3/2021)
RR
Alaska(9/3/2021)
RR
Arizona(9/3/2021)
RR
Arkansas(9/3/2021)
RR
California(9/3/2021)
RR
Colorado(9/3/2021)
RR
Connecticut(9/3/2021)
RR
Delaware(9/3/2021)
RR
District of Columbia(9/3/2021)
RR
Florida(9/3/2021)
RR
Georgia(9/3/2021)
RR
Hawaii(9/3/2021)
RR
Idaho(9/3/2021)
RR
Illinois(9/3/2021)
RR
Indiana(9/3/2021)
RR
Iowa(9/3/2021)
RR
Kansas(9/3/2021)
RR
Kentucky(9/3/2021)
RR
Louisiana(9/3/2021)
RR
Maine(9/3/2021)
RR
Maryland(9/3/2021)
RR
Massachusetts(9/3/2021)
RR
Michigan(9/3/2021)
RR
Minnesota(9/3/2021)
RR
Mississippi(9/3/2021)
RR
Missouri(9/3/2021)
RR
Montana(9/3/2021)
RR
Nebraska(3/5/2021)
IAR
Nebraska(6/29/2023)
RR
Nevada(9/3/2021)
RR
New Hampshire(9/3/2021)
RR
New Jersey(9/3/2021)
RR
New Mexico(9/3/2021)
RR
New York(9/3/2021)
RR
North Carolina(9/3/2021)
RR
North Dakota(9/3/2021)
RR
Ohio(9/3/2021)
RR
Oklahoma(9/3/2021)
RR
Oregon(9/3/2021)
RR
Pennsylvania(9/3/2021)
RR
Puerto Rico(7/27/2022)
RR
Rhode Island(9/3/2021)
RR
South Carolina(9/3/2021)
RR
South Dakota(9/3/2021)
RR
Tennessee(9/3/2021)
RR
Texas(9/3/2021)
IAR
Texas(6/29/2023)
RR
Utah(9/3/2021)
RR
Vermont(9/3/2021)
RR
Virginia(9/3/2021)
RR
Washington(9/13/2021)
RR
West Virginia(9/3/2021)
RR
Wisconsin(9/3/2021)
RR
Wyoming(9/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Omaha, NE 68154TRUST BUT VERIFY
Monitor Jon Fuller
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
