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JH

James A. Hecker

LIFE BALANCE FINANCIAL
Houston, TX 77043
Some features on this profile are disabled
CRD#: 4757425
JH

Professional summary

James Arthur Hecker, who also goes by James A Hecker, is a registered financial advisor currently at LIFE BALANCE FINANCIAL located in Houston, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. James has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James A Hecker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Other Insurance Sales Occasional sale of personal insurance (life, disability income and long-term care) through non-Guardian carriers Start: 01/01/2004 Address: 3040 Post Oak Blvd., Suite 400Houston, TX 77056 Hrs per month - Tot/Bus: 8/2 Investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Arthur Hecker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 2018 - Present

LIFE BALANCE FINANCIAL

Office #1: 1334 Brittmoore Rd. Suite 1000 B, Houston, TX 77043
RIA
CRD#: 291718
Houston, TX
Past

June 25, 2004 - November 7, 2018

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
HOUSTON, TX
Past

May 14, 2004 - November 7, 2018

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(11/8/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/24/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2004
General Securities Representative Examination

Current Firm

LB
LIFE BALANCE FINANCIAL
FINANCIAL LIFE BALANCE LLC | LIFE BALANCE FINANCIAL

CRD#: 291718 / SEC#:

Texas
Registered Investment Advisory firm - (2/20/2018 Approved)
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Contact information

Main Address
1334 Brittmoore Rd. Suite 1000 B, Houston, TX 77043
Mailing Address
Phone number
(281) 794-0969
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Red Flags

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Company Information

LIFE BALANCE FINANCIAL

CRD#: 291718Houston, TX 77043

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