Albert R. Chang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Rey Chung Chang was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2004. Albert had worked at 3 firms and has passed the Series 57TO, SIE, Series 56, Series 44 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2006 - May 1, 2024
CUTLER GROUP, LLC
February 19, 2004 - March 22, 2006
SUSQUEHANNA SECURITIES, LLC
February 3, 2004 - March 22, 2006
SUSQUEHANNA INVESTMENT GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 9/20/2011
Proprietary Trader Qualification ExaminationSeries 44
Date: 9/20/2006
PCX Market Maker ExamCurrent Firm
CUTLER GROUP, LLC
CRD#: 31730 / SEC#: , 8-42415
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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