Brian W. Harrold

CREATIVEONE WEALTH

Overland Park, KS 66210

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CRD#: 4757333

Professional summary

Brian William Harrold, ChFC® is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Overland Park, Kansas and CREATIVEONE SECURITIES, LLC located in Overland Park, Kansas.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brian has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Brian Harrold; Investment-related; 10801 Mastin Boulevard Suite 150 Overland Park Kansas 66210; Fixed Insurance; Agent; June 2016; 5 hrs/mo; 5 hrs/mo Independent Insurance Agent for Dental, Group Disability, Income Disability, Life, Accident, Health, Long-Term Care Insurance and Fixed Annuities. 2.) CreativeOne Wealth (formerly Changepath, LLC); Investment-related; 10801 Mastin Boulevard Suite 150 Overland Park Kansas 66210; RIA - Investment Services; Financial Planner; Sept 2018; 150 hrs/mo; With 150 hrs/mo; Help clients with financial decisions. 3.) Harrold Advisory Services, LLC; Investment-related; 10801 Mastin Boulevard Suite 150 Overland Park Kansas 66210; DBA Only; Owner; Sept 2018; 0 hrs/mo; 0 hrs/mo. 4.) Heritage Planning LLC; investment related; 10801 Mastin Boulevard, Suite 150, Overland Park, KS 66210; Financial Advisory Practice; Owner; 01/2025; 25 hrs/mo; 25 hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Harrold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

September 24, 2018 - Present

CREATIVEONE WEALTH, LLC

Office #1: 10801 Mastin Boulevard Suite 150, Overland Park, KS 66210

RIA

CRD#: 281213

Overland Park, KS

Current

September 24, 2018 - Present

CREATIVEONE SECURITIES, LLC

Office #1: 10801 Mastin Boulevard Suite 150, Overland Park, KS 66210

RIA

CRD#: 152974

Overland Park, KS

Past

March 25, 2017 - September 27, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Overland Park, KS

Past

March 25, 2017 - September 27, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

Overland Park, KS

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

OVERLAND PARK, KS

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

OVERLAND PARK, KS

Past

February 11, 2010 - January 2, 2015

NEW ENGLAND SECURITIES

RIA

CRD#: 615

OVERLAND PARK, KS

Past

February 5, 2010 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

OVERLAND PARK, KS

Past

June 18, 2004 - February 4, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OVERLAND PARK, KS

Past

May 11, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 11, 2004 - February 4, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/27/2024)

California
(6/2/2022)

Colorado
(9/24/2018)

Iowa
(9/24/2018)

Kansas
(9/24/2018)

IAR

Kansas
(9/24/2018)

Maryland
(9/24/2018)

Missouri
(9/24/2018)

Nebraska
(12/1/2023)

South Dakota
(7/13/2020)

Texas
(10/2/2018)

Utah
(9/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

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Contact information

Main Address

6330 Sprint Pkwy Suite 400, Overland Park, KS 66211

Mailing Address

Phone number

(913) 402-7897

Established

Firm type

Fiscal year end

# of Employees

217

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREATIVEONE WEALTH ADV PART 2A 03.31.2025 (4/15/2025)

Regulatory assets under management

Total Number of Accounts	29,437
AUM (Assets Under Management)	$ 4,828,907,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian W. Harrold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Harrold's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVEONE SECURITIES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CREATIVEONE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2004

FINRA

Current Firm

CREATIVEONE WEALTH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREATIVEONE WEALTH, LLC

TRUST BUT VERIFY

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