Charles E. Howell
IP FINANCIAL ADVISORY SERVICES LLC
Hollywood, FL 33021
Some features on this profile are disabled
CRD#: 4757297
Professional summary
Charles Edward Howell, AIF®, CFP®, who also goes by Charles E. Howell, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Hollywood, Florida and INNOVATION PARTNERS LLC located in Hollywood, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Charles has worked at 10 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles E. Howell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE AND CASUALTY POSITION: INSURANCE AGENT NATURE: ALL INSURANCE PRODUCTS INVESTMENT RELATED: NO NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 40 START DATE: 12/19/2009 ADDRESS: 150 S PINE ISLAND ROAD, SUITE 230, PLANTATION, FL 33324 DESCRIPTION: NON VARIABLE INSURANCE SALES AND SERVICE PERSONAL REAL ESTATE POSITION: LANDLORD NATURE: PERSONAL REAL ESTATE INVESTMENT RELATED: NO HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2005 ADDRESS: 150 S PINE ISLAND RD, SUITE 230, PLANTATION FL 33324 DESCRIPTION: PERSONAL REAL ESTATE CITY OF HOLLYWOOD FLORIDA POSITION: TRUSTEE NATURE: PENSION TRUSTEE INVESTMENT RELATED: NO NUMBER OF HOURS: 6 INVESTMENT RELATED HOURS: 3 START DATE: 01/01/2007 ADDRESS: 2600 HOLLYWOOD BLVD, HOLLYWOOD FL 33020 DESCRIPTION: THE CITY OF HOLLYWOOD HAS A DEFINED BENEFIT PLAN ESTABLISHED FOR ITS GENERAL EMPLOYEES. I HAVE BEEN APPOINTED BY THE CITY COMMISION AS A RESIDENT OF HOLLYWOOD TO SERVE AS A TRUSTEE ON THIS BOARD. THIS COMMUNITY SERVICE FUNCTION IS VOLUNTARY AND WITHOUT COMPENSATION. PERSONAL REAL ESTATE POSITION: LANDLORD NATURE: PERSONAL REAL ESTATE INVESTMENT RELATED: NO NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2005 ADDRESS: 4537 HOLLYWOOD BLVD, HOLLYWOOD FL 33021 DESCRIPTION: PERSONAL REAL ESTATE HAPPY TRAFFIC INC POSITION: OWNER NATURE: TRAFFIC EDUCATION INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2000 ADDRESS: 4537 HOLLYWOOD BLVD, HOLLYWOOD FL 33021 DESCRIPTION: TRAFFIC EDUCATION CHARLES E HOWELL CPA PA POSITION: OWNER NATURE: TAX PREPARATION AND BOOKKEEPING INVESTMENT RELATED: NO NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/1991 ADDRESS: 4537 HOLLYWOOD BLVD, HOLLYWOOD FL 33021 DESCRIPTION: PERFORM ACCOUNTING AND TAX PREPARATION CNO FINANCIAL INC POSITION: Unit Field Trainer NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 8 START DATE: 12/01/2015 ADDRESS: 150 S Pine Island Rd, Plantation FL 33324 DESCRIPTION: I help mentor and assist new insurance agents in a supervisoray roll. GREAT USA PROPERTY & CASUALTY INSURANCE LLC POSITION: Insurance Agent NATURE: Licensed General Lines Property and Casualty 2-20 License and Adjuster 6-20 License. Writting business for Home, Business, and Auto insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/18/2017 ADDRESS: 718 W Princeton Street STE B, Orlando FL 32804, United States DESCRIPTION: Licensed General Lines Property and Casualty 2-20 License and Adjuster 6-20 License. Writting business for Home, Business, and Auto insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Edward Howell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
June 4, 2021 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 450 N. Park Rd Suite 402, Hollywood, FL 33021RIA
CRD#: 305772
Hollywood, FL
Current
June 4, 2021 - Present
INNOVATION PARTNERS LLC
Office #1: 450 N. Park Rd Suite 501, Hollywood, FL 33021RIA
BD
CRD#: 146344
Hollywood, FL
Past
September 23, 2016 - June 21, 2021
BANKERS LIFE ADVISORY SERVICES, INC.
RIA
CRD#: 281285
Plantation, FL
Past
May 26, 2016 - June 21, 2021
BANKERS LIFE SECURITIES, INC.
BD
CRD#: 173962
Plantation, FL
Past
June 3, 2010 - May 27, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
PLANTATION, FL
Past
May 25, 2010 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
PLANTATION, FL
Past
April 10, 2008 - December 31, 2009
KOVACK ADVISORS, INC.
RIA
CRD#: 140808
FT. LAUDERDALE, FL
Past
April 9, 2008 - December 31, 2009
KOVACK SECURITIES INC.
BD
CRD#: 44848
HOLLYWOOD, FL
Past
November 5, 2007 - April 11, 2008
INVESTACORP, INC.
BD
CRD#: 7684
DELRAY BEACH, FL
Past
June 9, 2006 - November 7, 2007
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
BRIDGEWATER, NJ
Past
October 20, 2004 - June 20, 2006
THE INVESTMENT CENTER, INC.
RIA
CRD#: 17839
DANIA BEACH, FL
Past
October 1, 2004 - November 7, 2007
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
DANIA BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/4/2021)
IAR
California(6/4/2021)
IAR
Florida(6/16/2021)
RR
Florida(6/24/2021)
IAR
Georgia(11/21/2024)
RR
Louisiana(6/4/2021)
IAR
Louisiana(6/18/2021)
IAR
Michigan(5/7/2024)
RR
Missouri(6/4/2021)
IAR
Missouri(8/30/2021)
RR
Nevada(6/4/2021)
IAR
Nevada(6/25/2021)
RR
New Jersey(6/4/2021)
IAR
New Jersey(6/7/2021)
RR
New York(6/4/2021)
IAR
New York(7/15/2021)
RR
Texas(6/4/2021)
IAR
Texas(6/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5950 Fairview Road, Suite 140, Charlotte, NC 28210
Mailing Address
Phone number
(980) 326-3335
Established
Firm type
Fiscal year end
# of Employees
112
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772Hollywood, FL 33021TRUST BUT VERIFY
Monitor Charles Howell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
