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Ryan Michael Behm

EAGLE STRATEGIES
WINDSOR, CO
·CRD# 4757111·22 years experience

Professional Summary

Ryan Michael Behm is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Windsor, Colorado and NYLIFE SECURITIES LLC located in Windsor, Colorado. Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Ryan has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

EAGLE STRATEGIES LLC·CRD# 110826
RIA
4650 Royal Vista Circle Suite 120, Windsor, CO 80528
June 21, 2013 - Present
NYLIFE SECURITIES LLC·CRD# 5167
BD
4650 Royal Vista Circle Suite 120, Windsor, CO 80528
May 13, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Fort Collins, CO
November 14, 2012 - January 31, 2013
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Fort Collins, CO
April 7, 2004 - January 31, 2013

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Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 4650 Royal Vista Circle, Suite 120 Windsor, CO 80528; Start Date 05/2017; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF HIGHPOINT FINANCIAL GROUP, LLC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 3003 E HARMONY RD, SUITE 110 FORT COLLINS, CO 80528; START DATE: 06/2013] [Trailwood Properties LLC; Own real estate - Homes, Townhomes, Apartments as rental properties; 304 Pelican Cove Windsor, CO 80550; Start Date 03/2016; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Chief Cornerstone Properties LLC; Entity owns a commercial build - I am a member of the LLC; 304 Pelican Cove Windsor, CO 80550; Start Date 03/2017; Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Westgate Commercial Center Association; Board of Owners within the commercial development we own Chief Cornerstone Properties LLC, a disclosed and approved OBA; meets once per year for an annual meeting.; 4650 Royal Vista Circle, Suite 120 Windsor, CO 80528; Start Date 01/2019; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] 25:40 Properties LLC; Rental Property; 304 Pelican Cove Windsor, CO 80550; Start Date 06/2019; Role/Title: Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [12:12 Properties LLC; Rental Property 5020 E CR 40 Fort Collins, CO 80525; 304 Pelican Cove Windsor CO 80550; Start Date 06/2020; Role/Title: Member; Investment Related; 5 hours per month; 0 hours per month during securities trading hours;Ensure bills are paid; rent collected; property is well managed] [Hale Properties LLC; Apartment complex; 36170 CR35.5 Wray, CO 80758; Start Date 11/2020; Role/Title: Member; Investment Related; 5 hours per month; 0 hours per month during securities trading hours; passive owner] [Grant Street Townhomes HOA, INC; HOA board member, serving as Secretay; 36170 CR 35.5 Wray, CO 80578; Start Date 01/2024; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Grant Street Condominium, INC; HOA Board ; 36170 CR 35.5 Wray, CO 80758; Start Date 01/2024; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours]

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(2/9/2026)
RR
Arkansas
(2/24/2026)
RR
Colorado
(5/31/2013)
IAR
Colorado
(6/21/2013)
RR
Florida
(5/17/2023)
RR
Minnesota
(5/5/2023)
RR
Nevada
(10/5/2026)
RR
North Carolina
(3/31/2023)
RR
Oklahoma
(10/5/2026)
RR
South Carolina
(3/25/2026)
RR
Tennessee
(8/25/2025)
RR
Texas
(1/4/2016)
IAR
Texas
(1/14/2016)
RR
Utah
(7/10/2025)
RR
Wyoming
(6/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Behm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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RB
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