Ameesh M. Jalundhwala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ameesh Mahendra Jalundhwala, who also goes by Ameesh Jalundhwala, was a registered financial professional .
Ameesh is a previously registered financial professional and started their career in finance in 2004. Ameesh had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2020 - March 11, 2021
STONEHAVEN, LLC
February 15, 2017 - June 11, 2020
BRADLEY WOODS & CO. LTD.
June 23, 2009 - September 30, 2015
BLUE SPRUCE GLOBAL ADVISORS, LLC
May 16, 2007 - December 31, 2007
BLUE SPRUCE GLOBAL ADVISORS, LLC
May 11, 2007 - February 10, 2017
BHARGAVA CAPITAL
June 18, 2004 - May 15, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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