Todd D. Taylor
Professional summary
Todd Duane Taylor is a registered financial advisor currently at TDT FINANCIAL INC located in Brandon, South Dakota.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Todd has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Todd Duane Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2021 - Present
TDT FINANCIAL INC
December 15, 2015 - August 18, 2020
FIRST COMMAND ADVISORY SERVICES
September 2, 2005 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
January 4, 2005 - September 2, 2005
FIRST COMMAND BANK
February 25, 2004 - August 18, 2020
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/28/2022)
(1/3/2023)
(2/5/2021)
Exams
Current Firm
TDT FINANCIAL INC
CRD#: 310877 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 121 |
| AUM (Assets Under Management) | $ 45,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
