Athan N. Zahos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Athan N Zahos, who also goes by Arthur N Zahos, Arthur Zahos, was a registered financial professional .
Athan is a previously registered financial professional and started their career in finance in 1969. Athan had worked at 18 firms and has passed the Series 63, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - January 3, 2017
R.M. STARK & CO., INC.
November 18, 2003 - October 10, 2011
KOVACK SECURITIES INC.
September 10, 1998 - November 19, 2003
THE CONCORD EQUITY GROUP, LLC
July 11, 1997 - July 20, 1998
SHARPE CAPITAL, INC.
May 1, 1996 - May 20, 1997
LAIDLAW GLOBAL SECURITIES, INC.
April 12, 1995 - May 2, 1996
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
March 22, 1994 - April 3, 1995
THE HIGHLAND CAPITAL GROUP, INC.
January 16, 1989 - February 22, 1994
GOLDIS FINANCIAL GROUP, INC.
October 3, 1988 - January 24, 1989
DOMINICK & DICKERMAN LLC
December 16, 1985 - October 3, 1988
DOMIK CORP.
October 15, 1980 - November 29, 1983
R. E. BOLTON & CO., INC.
March 31, 1978 - February 6, 1988
NEDERLAND SECURITIES CORPORATION
September 30, 1977 - May 10, 1978
J.P. MORGAN SECURITIES LLC
October 8, 1976 - October 25, 1977
REYNOLDS SECURITIES, INC.
June 7, 1976 - February 14, 1977
BAKER, WEEKS & CO., INC.
April 30, 1976 - June 21, 1976
MOSELEY, HALLGARTEN & ESTABROOK INC
April 26, 1974 - April 30, 1976
MOSELEY, HALLGARTEN & ESTABROOK INC.
June 19, 1969 - April 26, 1974
HALLGARTEN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/19/1958
Registered Representative ExaminationSeries 40
Date: 1/19/1978
Registered Principal ExaminationCurrent Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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