TS
Thurman L. Smith
EQUITY FUND RESEARCH
WINCHESTER, MA
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CRD#: 4756361
TS
Professional summary
Thurman Leonard Smith is a registered financial advisor currently at EQUITY FUND RESEARCH, LLC located in Winchester, Massachusetts.
Thurman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Thurman has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thurman Leonard Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2004 - Present
EQUITY FUND RESEARCH, LLC
RIA
CRD#: 128818
WINCHESTER, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(2/20/2004)
Exams
Current Firm
EF
EQUITY FUND RESEARCH, LLC
EQUITY FUND RESEARCH | THURMAN LEONARD SMITH | SMITH, THURMAN LEONARD | EQUITY FUND RESEARCH, LLC
CRD#: 128818 / SEC#: 801-64817
RIA
Registered Investment Advisory firm - (10/22/2012 Terminated)Massachusetts
Registered Investment Advisory firm - (5/16/2012 Approved)Texas
Registered Investment Advisory firm - (9/26/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Winchester, MA
Mailing Address
Phone number
(781) 729-3832
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 36,114,594 |
Red Flags
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