Donald W. Traylor

DONALD W. TRAYLOR

HOUSTON, TX

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CRD#: 4756353

Professional summary

Donald Winston Traylor is a registered financial advisor currently at DONALD W. TRAYLOR located in Houston, Texas.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Donald has worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DONALD W. TRAYLOR, ATTORNEY AT LAW; 10335 MILLRIDGE NORTH DR. HOUSTON, TEXAS 77070; SELF-EMPLOYED SOLE PROPRIETOR; LEGAL SERVICES; NOT INVESTMENT-RELATED; VARIABLE HOURS/MONTH; THE NUMBER OF HOURS DEVOTED TO THIS BUSINESS IS EXPECTED TO EXCEED 50% OF THE TIME DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Winston Traylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2014 - Present

DONALD W. TRAYLOR

RIA

CRD#: 141826

HOUSTON, TX

Past

April 2, 2004 - September 6, 2006

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

HUMBLE, TX

Past

February 27, 2004 - September 6, 2006

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/2/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/24/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/26/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/17/2004

General Securities Principal Examination

Current Firm

DONALD W. TRAYLOR

DONALD W. TRAYLOR | TRAYLOR, DONALD W. | DONALD WINSTON TRAYLOR

CRD#: 141826 / SEC#:

Texas

Registered Investment Advisory firm - (10/16/2006 Approved)

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Contact information

Main Address

Houston, TX

Mailing Address

Phone number

(281) 469-8508

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 337,081

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald W. Traylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Winston Traylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

DONALD W. TRAYLOR

D.H. HILL ADVISORS, INC.

D.H. HILL SECURITIES, LLLP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/24/2004

Series 7

Date: 2/26/2004

Series 24

Date: 8/17/2004

Current Firm

DONALD W. TRAYLOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DONALD W. TRAYLOR

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