Terrence M. Veith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Michael Veith, who also goes by Mike Veith, Terrence M Veith, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 2004. Terrence had worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2017 - May 28, 2020
CONSTELLATION WEALTH ADVISORS, LLC
September 29, 2017 - April 25, 2025
CONSTELLATION WEALTH ADVISORS
February 19, 2015 - September 15, 2017
OXFORD FINANCIAL GROUP, LTD
April 19, 2004 - February 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2004 - February 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CONSTELLATION WEALTH ADVISORS, LLC
CRD#: 289860 / SEC#: 801-111760
Contact information
Red Flags
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