JC
Jaimie L. Crook
ROCKEFELLER FINANCIAL LLC
ST. MARYS, GA
Some features on this profile are disabled
CRD#: 4756276
JC
Professional summary
Jaimie Lynn Crook, who also goes by Jaimie Lynn Dick, Jaimie Dick, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in St. Marys, Georgia.
Jaimie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jaimie has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jaimie Lynn Dick | Jaimie Dick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jimco LLC, Investment related. 525 22nd Street, Ste 7, Galveston, TX 77550. Owner; 01/01/2016; Zero hours per month and 0 hours during trading hours. LLC created to make investments.
CRS (Client Relationship Summary) - RIA
Click below to view Jaimie Lynn Crook's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jaimie Lynn Crook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2023 - Present
ROCKEFELLER FINANCIAL LLC
RIA
BD
CRD#: 291361
ST. MARYS, GA
Current
October 13, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305RIA
BD
CRD#: 291361
Atlanta, GA
Past
May 27, 2014 - October 24, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
JACKSONVILLE, FL
Past
May 22, 2014 - October 24, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
JACKSONVILLE, FL
Past
June 1, 2009 - November 6, 2012
MORGAN STANLEY
RIA
CRD#: 149777
ATLANTA, GA
Past
June 1, 2009 - November 6, 2012
MORGAN STANLEY
BD
CRD#: 149777
ATLANTA, GA
Past
December 17, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
ATLANTA, GA
Past
December 5, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
ATLANTA, GA
Past
September 6, 2007 - December 16, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ATLANTA, GA
Past
June 4, 2007 - December 16, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2023)
RR
Arizona(10/13/2023)
RR
California(10/13/2023)
RR
Colorado(10/13/2023)
RR
Connecticut(10/13/2023)
RR
Delaware(10/13/2023)
RR
District of Columbia(10/13/2023)
RR
Florida(10/13/2023)
IAR
Florida(10/23/2023)
RR
Georgia(10/13/2023)
IAR
Georgia(10/16/2023)
RR
Idaho(10/13/2023)
RR
Indiana(10/13/2023)
RR
Kansas(10/13/2023)
RR
Kentucky(10/13/2023)
RR
Louisiana(10/13/2023)
RR
Maryland(10/13/2023)
RR
Massachusetts(10/13/2023)
RR
Michigan(10/13/2023)
RR
Montana(10/13/2023)
RR
Nevada(3/5/2024)
RR
New Jersey(10/13/2023)
RR
New Mexico(10/13/2023)
RR
New York(10/13/2023)
RR
North Carolina(10/13/2023)
RR
Ohio(10/13/2023)
RR
Pennsylvania(10/13/2023)
RR
South Carolina(10/13/2023)
RR
Tennessee(10/13/2023)
RR
Texas(10/13/2023)
IAR
Texas(10/16/2023)
RR
Virginia(10/13/2023)
RR
West Virginia(10/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
